| Company | Headline | Fine | Source | Date | Contact | StockMarket |
| 3M | 3M Company Agrees to Pay $9.1 Million to Resolve Allegations That it Supplied the United States With Defective Dual-Ended Combat Arms Earplugs | $9,100,000 | US Dept of Justice | 26 Jul 2018 | CEO email address for 3M | NYSE100 |
| 3M | 3M, Minnesota settle water pollution claims for $850 million | $850,000,000 | Reuters | 20 Feb 2018 | CEO email address for 3M | NYSE100 |
| Abbott Laboratories | Alere to Pay U.S. $33.2 Million to Settle False Claims Act Allegations Relating to Unreliable Diagnostic Testing Devices | $33,200,000 | US Dept of Justice | 23 Mar 2018 | CEO email address for Abbott Laboratories | NYSE100 |
| Abbott Laboratories | Abbott Labs to Pay $1.5 Billion to Resolve Criminal & Civil Investigations of Off-label Promotion of Depakote | $1,500,000,000 | US Dept of Justice | 07 May 2012 | CEO email address for Abbott Laboratories | NYSE100 |
| Abbott Laboratories | ST. JUDE MEDICAL PAYS $16 MILLION TO SETTLE CLAIMS THAT IT PAID KICKBACKS TO PHYSICIANS | $16,000,000 | US Attorney?s Office Massachusetts | 20 Jan 2011 | CEO email address for Abbott Laboratories | NYSE100 |
| Abbott Laboratories | Abbott to pay states $22.5 mln in TriCor deal | $22,500,000 | Reuters | 07 Jan 2010 | CEO email address for Abbott Laboratories | NYSE100 |
| Abbvie | AbbVie agrees to pay $24 mln to resolve Humira California lawsuit | $24,000,000 | nasdaq | 06 Aug 2020 | CEO email address for Abbvie | NYSE100 |
| Accenture | Accenture Pays $1.7 Million to Settle Overcharged Government Contract | $1,700,000 | US Dept of Justice | 17 Jan 2018 | CEO email address for Accenture | NYSE100 |
| Accenture | Accenture Pays U.S. $63.675 Million to Settle False Claims Act Allegations | $63,675,000 | US Dept of Justice | 12 Sep 2011 | CEO email address for Accenture | NYSE100 |
| Adobe Systems | ATTORNEY GENERAL MADIGAN ANNOUNCES $1 MILLION SETTLEMENT WITH ADOBE | $1,000,000 | Illinois Attorney General | 10 Nov 2016 | CEO email address for Adobe Systems | NASDAQ100 |
| Adobe Systems | U.S. judge approves $415 mln settlement in tech worker lawsuit | ?103,750,000 | Reuters | 03 Sep 2015 | CEO email address for Adobe Systems | NASDAQ100 |
| AEP (American Electric Power) | AG Healey Co-leads Multistate Settlement with American Electric Power to Improve Air Quality | $4,000,000 | Massachusetts Dept of Environmental Protection | 19 Jul 2019 | CEO email address for AEP (American Electric Power) | NASDAQ100 |
| AEP (American Electric Power) | AG Gansler Secures $8.5 Million Settlement with American Electric Power to Improve Air Quality in Maryland and Surrounding States | $8,500,000 | Maryland Attorney General | 25 Feb 2013 | CEO email address for AEP (American Electric Power) | NASDAQ100 |
| Akamai Technologies, Inc. | SEC Announces Two Non-Prosecution Agreements in FCPA Cases | $671,885 | SEC | 07 Jun 2016 | CEO email address for Akamai Technologies, Inc. | NASDAQ100 |
| Alcoa | Alcoa to pay $384 million over bribery charges | $384,000,000 | Reuters | 09 Jan 2014 | CEO email address for Alcoa | NYSE100 |
| Alcoa | ALCOA MILL PRODUCTS TO PAY MORE THAN $540,000 TO SETTLE DISCRIMINATION CASE WITH US DEPARTMENT OF LABOR | $540,000 | US Dept of Labour | 02 Aug 2011 | CEO email address for Alcoa | NYSE100 |
| Alexion Pharmaceuticals | Alexion to pay $21.5 million to settle SEC foreign bribery probe | $21,500,000 | Reuters | 02 Jul 2020 | CEO email address for Alexion Pharmaceuticals | NASDAQ100 |
| Alexion Pharmaceuticals | Drugmakers Jazz, Alexion, Lundbeck to pay $123 million to resolve U.S. charity kickback probe | $13,000,000 | Reuters | 04 Apr 2019 | CEO email address for Alexion Pharmaceuticals | NASDAQ100 |
| Alphabet Inc. | Turkey fines Google for abusing dominant position | $36,650,000 | Reuters | 14 Apr 2021 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | EARLY RESOLUTION CONCILIATION AGREEMENT Between THE U.S. DEPARTMENT OF LABOR OFFICE OF FEDERAL CONTRACT COMPLIANCE PROGRAMS and GOOGLE LLC | $3,835,052 | US Dept of Labor | 15 Jan 2021 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Turkey fines Google $26 million for abusing market position: competition board | $26,000,000 | Reuters | 13 Nov 2020 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Alphabet settles shareholder suit over sexual misconduct cases | $310,000,000 | Reuters | 25 Sep 2020 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google fined 150 million euros by France | $167,000,000 | Reuters | 20 Dec 2019 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google to pay $1 billion in France to settle fiscal fraud probe | $1,100,000,000 | Reuters | 12 Sep 2019 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | GOOGLE FINED $170M FOR VIOLATING CHILDREN?S PRIVACY ON YOUTUBE | $170,000,000 | Independent | 04 Sep 2019 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | D?j? vu: Google Settles Age Discrimination Lawsuit For $11 Million | $11,000,000 | Forbes | 20 Jul 2019 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Antitrust: Commission fines Google ?1.49 billion for abusive practices in online advertising | ?1,490,000,000 | European Commission | 20 Mar 2019 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Turkey fines Google for violating competition law | $15,000,000 | Reuters | 20 Sep 2018 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Antitrust: Commission fines Google ?4.34 billion for illegal practices regarding Android mobile devices to strengthen dominance of Google's search engine | ?4,340,000,000 | European Commission | 18 Jul 2018 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Antitrust: Commission fines Google ?2.42 billion for abusing dominance as search engine by giving illegal advantage to own comparison shopping service | ?2,420,000,000 | European Commission | 27 Jun 2017 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google to open up Android to rivals in out-of-court deal with Russia | $7,850,000 | Reuters | 17 Apr 2017 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google agrees to pay British authorities ?130m in back taxes | ?130,000,000 | Guardian | 23 Jan 2016 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | U.S. judge approves $415 mln settlement in tech worker lawsuit | ?103,750,000 | Reuters | 03 Sep 2015 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | FTC Approves Final Order in Case About Google Billing for Kids? In-App Charges Without Parental Consent | $19,000,000 | US Federal Trade Commission | 05 Dec 2014 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Spain privacy watchdog fines Google for breaking data law | $1,230,000 | Reuters | 19 Dec 2013 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google to pay $17 million to settle states' Safari probe | $17,000,000 | Reuters | 18 Nov 2013 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google pays $7 mln to settle 38-state WiFi investigation | $7,000,000 | Reuters | 12 Mar 2013 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google to pay $22.5 mln to settle privacy charges ? WSJ | $22,500,000 | Reuters | 10 Jul 2012 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Alphabet Inc. | Google Forfeits $500 Million Generated by Online Ads & Prescription Drug Sales by Canadian Online Pharmacies | $500,000,000 | US Dept of Justice | 24 Aug 2011 | CEO email address for Alphabet Inc. | NASDAQ100 |
| Altria Group | Tobacco companies to settle smoking lawsuits for $100 million | $42,500,000 | Reuters | 25 Feb 2015 | CEO email address for Altria Group | NYSE100 |
| Altria Group | Altria to pay $500 mln to settle US tax dispute | $500,000,000 | Reuters | 22 May 2012 | CEO email address for Altria Group | NYSE100 |
| Amazon | California Labor Commissioner Cites Delivery Companies More Than $6 Million for Wage Theft Violations | $6,454,110 | California Dept of Industrial Relations | 08 Mar 2021 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Amazon ordered to pay $61.7m fine for withholding drivers? tips | $61,700,000 | Independent | 02 Feb 2021 | CEO email address for Amazon | NASDAQ100 |
| Amazon | OFAC Settles with Amazon.com, Inc. with Respect to Potential Civil Liability for Apparent Violations of Multiple Sanctions Programs | $134,523 | US Dept of the Treasury | 08 Jul 2020 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Whole Foods to Pay $1.64 Million in Hazardous Waste Settlement | $1,643,500 | Alameda County District Attorney | 20 Sep 2018 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Amazon to pay $1.2 million in settlement over pesticide sales, U.S. says | $1,200,000 | Reuters | 15 Feb 2018 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Refunds Now Available from Amazon for Unauthorized In-App Purchases | $70,000,000 | US Federal Trade Commission | 30 May 2017 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Whole Foods Market Group, Inc. Nationwide RCRA Administrative Settlement | $3,250,000 | US Environmental Protection Agency | 07 Apr 2017 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Amazon changes pricing practices and pays $1.1 million to settle price advertising case | $1,100,000 | Competition Bureau Canada | 11 Jan 2017 | CEO email address for Amazon | NASDAQ100 |
| Amazon | Civil Enforcement Case Report - Case Number: 06-2016-0904, Case Name: Whole Foods Market Rocky Mountain/Southwest LP | $2,685,160 | US Environmental Protection Agency | 19 Sep 2016 | CEO email address for Amazon | NASDAQ100 |
| American Airlines Group | American Airlines to pay $22.1 million U.S. fine over mail delivery times: Justice Department | $22,100,000 | Reuters | 20 Aug 2019 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | American Airlines Order 2019-2-23 | $1,000,000 | US Dept of Transportation | 23 Feb 2019 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | American Airlines to Pay $45 Million to End Consumer Antitrust Lawsuit | $45,000,000 | Fortune | 16 Jun 2018 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | American Airlines and Envoy Air to Pay $9.8 Million to Settle EEOC Disability Suit | $9,800,000 | US Equal Employment Opportunity Commission | 20 Nov 2017 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | American Airlines, Inc. Docket OST 2016-0002 ? Consent Order | $1,600,000 | US Dept of Transportation | 14 Dec 2016 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | QUARTERLY ENFORCEMENT REPORT 10/01/15 - 12/31/15 - American Airlines | $24,000,000 | US Dept of Transport Federal Aviation Administration | 02 Nov 2015 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | QUARTERLY ENFORCEMENT REPORT 01/01/14 - 03/31/14 ? American Airlines | $24,000,000 | US Dept of Transport Federal Aviation Administration | 09 Jan 2014 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | US Airways, Inc. Docket OST-2013-0004 ? Consent Order | $1,200,000 | US Dept of Transportation | 04 Nov 2013 | CEO email address for American Airlines Group | NASDAQ100 |
| American Airlines Group | QUARTERLY ENFORCEMENT REPORT 07/01/13 - 09/30/13 ? US Airways | $27,000,000 | US Dept of Transport Federal Aviation Administration | 26 Sep 2013 | CEO email address for American Airlines Group | NASDAQ100 |
| American Express | CFPB Orders American Express to Pay $85 Million Refund to Consumers Harmed by Illegal Credit Card Practices | $85,000,000 | Consumer Financial Protection Bureau | 01 Oct 2012 | CEO email address for American Express | NYSE100 |
| American International Group | Insurer AIG pays $12 million fine in NY pension transfer probe | $12,000,000 | Reuters | 01 Feb 2021 | CEO email address for American International Group | NYSE100 |
| American International Group | SUPERINTENDENT LACEWELL ANNOUNCES DFS FINES FOUR PROPERTY AND CASUALTY INSURERS $2.1 MILLION AND SECURES $10.6 MILLION IN CONSUMER RESTITUTION | $583,900 | Dept of Financial Services New York | 03 Nov 2020 | CEO email address for American International Group | NYSE100 |
| American International Group | AIG Settles Foreign Tax-Credit Suit for More Than $400 Million | $400,000,000 | Bloomberg (paywalled) | 23 Oct 2020 | CEO email address for American International Group | NYSE100 |
| American International Group | SEC Charges VALIC Financial Advisors with Failing to Disclose Payments to Promote Services to Florida Educators | $20,000,000 | SEC | 28 Jul 2020 | CEO email address for American International Group | NYSE100 |
| American International Group | AIG Unit to Pay $20 Million to Settle SEC Probe of Teacher-Retirement Business | $20,000,000 | Wall Street Journal | 28 Jul 2020 | CEO email address for American International Group | NYSE100 |
| American International Group | AIG units to pay U.S. $9.5 million for steering clients to pricey fund shares | $9,500,000 | Reuters | 14 Mar 2016 | CEO email address for American International Group | NYSE100 |
| American International Group | AIG investors' $970.5 million settlement wins US court approval | $970,500,000 | Reuters | 20 Mar 2015 | CEO email address for American International Group | NYSE100 |
| American International Group | AIG Agrees to $35 Million Fine to Settle with New York | $35,000,000 | Wall Street Journal | 31 Oct 2014 | CEO email address for American International Group | NYSE100 |
| American International Group | REGULATORY SETTLEMENT AGREEMENT (pg 14) | $11,000,000 | Division of Financial Regulation Oregon | 16 Nov 2012 | CEO email address for American International Group | NYSE100 |
| American International Group | Court OKs AIG's $450 million workers comp settlement | $450,000,000 | Reuters | 28 Dec 2011 | CEO email address for American International Group | NYSE100 |
| American International Group | AIG to pay $725 million to settle fraud case | $725,000,000 | Reuters | 16 Jul 2010 | CEO email address for American International Group | NYSE100 |
| Amgen Inc | Drugmakers Astellas, Amgen to pay $125 million in U.S. charity kickback probe | $24,750,000 | Reuters | 25 Apr 2019 | CEO email address for Amgen Inc | NASDAQ100 |
| Amgen Inc | Amgen pays $71 million to settle Enbrel, Aranesp marketing case | $71,000,000 | Reuters | 18 Aug 2015 | CEO email address for Amgen Inc | NASDAQ100 |
| Amgen Inc | A.G. Schneiderman Announces $11 Million National Settlment With Biotech Giant That Inflated Medicaid Bills | $11,000,000 | New York Attorney General | 29 Apr 2013 | CEO email address for Amgen Inc | NASDAQ100 |
| Amgen Inc | Amgen to Pay U.S. $24.9 Million to Resolve False Claims Act Allegations | $24,900,000 | US Dept of Justice | 16 Apr 2013 | CEO email address for Amgen Inc | NASDAQ100 |
| Amgen Inc | Amgen to pay $762 million, pleads guilty in marketing case | $762,000,000 | Reuters | 18 Dec 2012 | CEO email address for Amgen Inc | NASDAQ100 |
| Anglo American Plc | Anglo American fined $21 million for Brazil pipeline leaks | $21,000,000 | Reuters | 11 Apr 2018 | CEO email address for Anglo American Plc | FTSE100 |
| Anglo American Plc | Anglo American fined $38m over pollution from Brazil iron ore leak | $38,000,000 | The Times | 06 Apr 2018 | CEO email address for Anglo American Plc | FTSE100 |
| Anglo American Plc | Anglo's Los Bronces fined $6.2 million for Chile environmental breaches | $6,200,000 | Reuters | 05 May 2015 | CEO email address for Anglo American Plc | FTSE100 |
| Anglo American Plc | Brazil to probe Anglo American port accident | $10,000,000 | Financial Times | 01 Apr 2013 | CEO email address for Anglo American Plc | FTSE100 |
| Anglo American Plc | Anglo American workers dead after accident in Brazil | $10,000,000 | London Mining Network | 08 Apr 2013 | CEO email address for Anglo American Plc | FTSE100 |
| Ansys, Inc. | CONCILIATION AGREEMENT BETWEEN THE U.S. DEPARTMENT OF LABOR OFFICE OF FEDERAL CONTRACT COMPLIANCE PROGRAMS AND ANSYS, INCORPORATED | $16,500 | US Dept of Labor | 07 Sep 2011 | CEO email address for Ansys, Inc. | NASDAQ100 |
| Apache Corp (APA Corporation) | 2016 Civil Penalties Summary | $120,000 | Bureau of Safety & Environmental Enforcement | 28 Apr 2016 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | Annual Enforcement Report | $20,057 | Texas Commission on Environmental Quality | 27 Apr 2015 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | Civil Penalties Program | $75,000 | Bureau of Safety & Environmental Enforcement | 12 Nov 2014 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | Civil Penalties Program | $40,000 | Bureau of Safety & Environmental Enforcement | 26 Sep 2014 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | Civil Penalties Program | $360,000 | Bureau of Safety & Environmental Enforcement | 04 Sep 2014 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2013 Civil Penalties Summary | $40,000 | Bureau of Safety & Environmental Enforcement | 18 Oct 2013 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2013 Civil Penalties Summary | $270,000 | Bureau of Safety & Environmental Enforcement | 12 Jun 2013 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2013 Civil Penalties Summary | $30,000 | Bureau of Safety & Environmental Enforcement | 16 Jan 2013 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | OCS Civil/Criminal Penalties Program | $480,000 | Bureau of Safety & Environmental Enforcement | 05 Feb 2012 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2011 Civil Penalties Summary | $60,000 | Bureau of Safety & Environmental Enforcement | 30 Aug 2011 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2011 Civil Penalties Summary | $25,000 | Bureau of Safety & Environmental Enforcement | 31 Aug 2011 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | OCS Civil/Criminal Penalties Program | $50,000 | Bureau of Safety & Environmental Enforcement | 07 Jul 2011 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | Annual Enforcement Report | $111,200 | Texas Commission on Environmental Quality | 22 May 2011 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2010 Civil Penalties Summary | $435,000 | Bureau of Safety & Environmental Enforcement | 23 Apr 2010 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apache Corp (APA Corporation) | 2010 Civil Penalties Summary | $255,000 | Bureau of Safety & Environmental Enforcement | 23 Apr 2010 | CEO email address for Apache Corp (APA Corporation) | NYSE100 |
| Apple Inc | Apple, U.S. states reach $113 million settlement on iPhone throttling | $113,000,000 | Reuters | 18 Nov 2020 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | France hits Apple with ?1.1bn antitrust fine | ?1,100,000,000 | Financial Times (paywalled) | 16 Mar 2020 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | Apple fined for slowing down old iPhones | ?25,000,000 | BBC | 07 Feb 2020 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | Apple to pay $450m settlement over US ebook price fixing | $450,000,000 | Guardian | 07 Mar 2016 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | Apple 'to pay ?318m' to settle Italy tax fraud case | ?318,000,000 | BBC | 30 Dec 2015 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | U.S. judge approves $415 mln settlement in tech worker lawsuit | ?103,750,000 | Reuters | 03 Sep 2015 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | FTC Approves Final Order in Case About Apple Inc. Charging for Kids? In-App Purchases Without Parental Consent | $32,500,000 | US Federal Trade Commission | 27 Mar 2014 | CEO email address for Apple Inc | NASDAQ100 |
| Apple Inc | Apple to Pay $53 Million to Resolve Suit Over Warranties | $53,000,000 | Bloomberg | 28 May 2013 | CEO email address for Apple Inc | NASDAQ100 |
| AstraZeneca Plc | Pharmaceutical Giant AstraZeneca to Pay $520 Million for Off-label Drug Marketing | $520,000,000 | US Dept of Justice | 27 Apr 2010 | CEO email address for AstraZeneca Plc | FTSE100 |
| AT and T | NOTICE OF APPARENT LIABILITY FOR FORFEITURE AND ADMONISHMENT | $57,265,625 | FCC | 28 Feb 2020 | CEO email address for AT and T | NYSE100 |
| AT and T | WarnerMedia's CNN to pay $76 million to settle dispute with Team Video Services | $76,000,000 | Reuters | 10 Jan 2020 | CEO email address for AT and T | NYSE100 |
| AT and T | 'Bait-and-switch scam': AT&T fined $60m over data throttling allegations | $60,000,000 | Guardian | 05 Nov 2019 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T to pay $5.25 million to settle U.S. probe into '911' call outages | $5,250,000 | Reuters | 28 Jun 2018 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T TO PAY $7.75 MILLION FOR LETTING SCAMMERS BILL CONSUMERS FOR SHAM ?DIRECTORY ASSISTANCE? SERVICE | $7,750,000 | FCC | 08 Aug 2016 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T fined $100m for misleading consumers about ?unlimited data? plans | $100,000,000 | Guardian | 17 Jun 2015 | CEO email address for AT and T | NYSE100 |
| AT and T | U.S. FCC imposes $25 million fine on AT&T over customer data breach | $25,000,000 | Reuters | 08 Apr 2015 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T to pay California $52 million in hazardous waste disposal settlement | $52,000,000 | Reuters | 21 Nov 2014 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T to pay $105 million to settle charges it 'crammed' phone bills | $105,000,000 | Reuters | 08 Oct 2014 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T Agrees to Settle Allegations Involving IP Relay Services Provided to Hearing- and Speech-Impaired Persons | $21,750,000 | US Dept of Justice | 07 Nov 2013 | CEO email address for AT and T | NYSE100 |
| AT and T | AT&T To Pay $60,000 To Settle EEOC Disability Discrimination Suit | $60,000 | US Equal Employment Opportunity Commission | 05 Aug 2010 | CEO email address for AT and T | NYSE100 |
| Automatic Data Processing, Inc. (ADP) | EEOC and ADP Enter into Settlement in Mutual Effort to Improve Employment Opportunities for Minorities in Illinois | $1,400,000 | US Equal Employment Opportunity Commission | 29 Jul 2016 | CEO email address for Automatic Data Processing, Inc. (ADP) | NASDAQ100 |
| Aviva Plc | FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly | £17,607,000 | FCA | 24 Feb 2015 | CEO email address for Aviva Plc | FTSE100 |
| BAE Systems Plc | BAE Systems PLC Pleads Guilty and Ordered to Pay $400 Million Criminal Fine | $400,000,000 | US Dept of Justice | 01 Mar 2010 | CEO email address for BAE Systems Plc | FTSE100 |
| BAE Systems Plc | Armor Holdings Agrees to Pay $10.2 Million Criminal Penalty to Resolve Violations of the Foreign Corrupt Practices Act | $10,200,000 | US Dept of Justice | 13 Jul 2011 | CEO email address for BAE Systems Plc | FTSE100 |
| BAE Systems Plc | BAE Systems Pleads Guilty to Fatality of Employee | £350,000 | Mercury Legal Solicitors | 22 Apr 2013 | CEO email address for BAE Systems Plc | FTSE100 |
| BAE Systems Plc | Details for Case No.4243175: This case did result from the investigation of a fatality | £350,000 | HSE | 21 May 2013 | CEO email address for BAE Systems Plc | FTSE100 |
| Bank of America | Bank of America to Pay $16.65 Billion in Historic Justice Department Settlement for Financial Fraud Leading up to and During the Financial Crisis | $16,650,000,000 | US Department of Justice | 21 Aug 2014 | CEO email address for Bank of America | NYSE100 |
| Bank of America | BofA pays AIG $650 million to settle mortgage disputes | $650,000,000 | Reuters | 16 Jul 2014 | CEO email address for Bank of America | NYSE100 |
| Bank of America | BofA to pay $727 million to consumers over credit card practices | $727,000,000 | Reuters | 09 Apr 2014 | CEO email address for Bank of America | NYSE100 |
| Bank of America | BofA Merrill unit in $315 million mortgage settlement | $315,000,000 | Reuters | 06 Dec 2011 | CEO email address for Bank of America | NYSE100 |
| Bank of New York Mellon | Whistleblower Who Revealed Currency Abuses at BNY Mellon Gets $50 Million | $50,000,000 | Wall Street Journal | 05 Jun 2020 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | BNY Mellon to Pay More Than $54 Million for Improper Handling of ADRs | $54,000,000 | SEC | 17 Dec 2018 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | BNY Mellon to pay $3 million after Massachusetts probe of funds glitch | $3,000,000 | Reuters | 21 Mar 2016 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | SEC Charges BNY Mellon With FCPA Violations | $14,800,000 | SEC | 18 Aug 2015 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited ?126 million for failure to comply with the Custody Rules | ?126,000,000 | FCA | 15 Apr 2015 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | Bank of New York Mellon to pay $714m in fraud probe | $714,000,000 | BBC | 20 Mar 2015 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | BNY Mellon in $28 million pact with Florida over currency prices | $28,000,000 | Reuters | 01 Nov 2013 | CEO email address for Bank of New York Mellon | NYSE100 |
| Bank of New York Mellon | ADMINISTRATIVE PROCEEDING File No. 3-14191 | $24,000,000 | SEC | 14 Jan 2011 | CEO email address for Bank of New York Mellon | NYSE100 |
| Barclays Bank Plc | FINAL NOTICE - breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector | £26,056,400 | FCA | 15 Dec 2020 | CEO email address for Barclays Bank Plc | FTSE100 |
| Barclays Bank Plc | FINAL NOTICE - breaches of PRIN 3 and PRIN 8 related to benchmarks and conflicts of interest in the investment banks sector | £26,033,500 | FCA | 23 May 2014 | CEO email address for Barclays Bank Plc | FTSE100 |
| Barclays Bank Plc | FINAL NOTICE - breaches of PRIN 3, PRIN 10, and CASS related to client money/assets in the investment banks sector | £37,745,000 | FCA | 23 Sep 2014 | CEO email address for Barclays Bank Plc | FTSE100 |
| Barclays Bank Plc | FINAL NOTICE - breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector | £284,432,000 | FCA | 20 May 2015 | CEO email address for Barclays Bank Plc | FTSE100 |
| Barclays Bank Plc | FINAL NOTICE - breaches of PRIN 2 related to financial crime failings | £72,069,400 | FCA | 25 Nov 2015 | CEO email address for Barclays Bank Plc | FTSE100 |
| Barclays Bank Plc | FINAL NOTICE - breaches of Principles 2, 3 and 5 of the FSA£s Principles for Businesses | £59,500,000 | FCA | 27 Jun 2012 | CEO email address for Barclays Bank Plc | FTSE100 |
| Barclays Bank Plc | Probe Circles Globe to Find Dirty Money | $298,000,000 | Wall Street Journal | 03 Sep 2010 | CEO email address for Barclays Bank Plc | FTSE100 |
| Baxter International Inc. | Baxter Healthcare Corporation to Pay More than $18 Million to Resolve Criminal and Civil Liability Relating to Sterile Products | $18,158,000 | FDA | 12 Jan 2017 | CEO email address for Baxter International Inc. | NYSE100 |
| Bayer AG | Bayer to pay up to $10.9 billion to settle bulk of Roundup weedkiller cancer lawsuits | $10,900,000,000 | Reuters | 24 Jun 2020 | CEO email address for Bayer AG | NYSE100 |
| Bayer AG | Beshear Secures $17 Million Settlement with Bayer Corporation | $17,000,000 | Office of the Attorney General Kentucky | 23 Oct 2019 | CEO email address for Bayer AG | NYSE100 |
| Bayer AG | Bayer and Johnson & Johnson Settle Lawsuits Over Xarelto, a Blood Thinner, for $775 Million | $775,000,000 | New York Times (paywalled) | 25 Mar 2019 | CEO email address for Bayer AG | NYSE100 |
| Bayer AG | Court Approves Settlement, Bayer CropScience to Enhance Safeguards at Chemical Facilities for violations at W.Va. Plant | $5,657,000 | EPA | 12 Aug 2016 | CEO email address for Bayer AG | NYSE100 |
| Bayer AG | Monsanto Paying $80 Million Penalty for Accounting Violations | $80,000,000 | SEC | 09 Feb 2016 | CEO email address for Bayer AG | NYSE100 |
| Bayer AG | Idaho Mining Company Agrees to Pay $1.4 Million Penalty to Settle Alleged Clean Water Act Violations | $1,400,000 | US Dept of Justice | 20 Apr 2011 | CEO email address for Bayer AG | NYSE100 |
| Bayer AG | Monsanto fined $2.5 mln on pesticide/seed misbrand | $2,500,000 | Reuters | 08 Jul 2010 | CEO email address for Bayer AG | NYSE100 |
| Berkshire Hathaway | Berkshire Hathaway fined for alleged Iran sanctions violations | $4,100,000 | CNN | 20 Oct 2020 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | Official Order of the Texas Commissioner of Insurance | $3,000,000 | Texas Commissioner of Insurance | 28 Aug 2020 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | Pacificorp to Pay $3.4 Million in Civil Settlement for Ramsey Canyon Fire | $3,400,000 | US Dept of Justice | 09 Jun 2020 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | DFS FINES APPLIED UNDERWRITERS $3 MILLION FOR UNLICENSED WORKERS? COMP INSURANCE BUSINESS | $3,000,000 | New York Dept of Financial Services | 18 Jul 2019 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | Geico agrees to pay $6 million and change allegedly misleading and discriminatory business practices | $6,000,000 | California Dept of Insurance | 24 Aug 2015 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | U.S. DOT Fines Spartan Motors Inc. and Forest River Inc. for Failure to Announce Recalls and Report Safety Defects to NHTSA | $35,000,000 | US Dept of Transport | 09 Jul 2015 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | Utility Company Sentenced in Wyoming for Killing Protected Birds at Wind Projects | $2,500,000 | US Dept of Justice | 19 Dec 2014 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | Berkshire to pay U.S. civil fine for violating reporting rules | $896,000 | Reuters | 20 Aug 2014 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | Berkshire-Owned Real Estate Brokerage Pays $500,000 Fine | $500,000 | Wall Street Journal | 28 May 2014 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | EPA Requires Global Titanium Manufacturer to Investigate and Clean Up PCB Contamination in Nevada | $13,750,000 | US Dept of Justice | 14 May 2014 | CEO email address for Berkshire Hathaway | NYSE100 |
| Berkshire Hathaway | General Reinsurance Corporation Enters into Agreement Resolving Its Role in Fraudulent Reinsurance Transaction with AIG | $97,200,000 | US Dept of Justice | 20 Jan 2010 | CEO email address for Berkshire Hathaway | NYSE100 |
| Biogen Idec | Biogen to pay $22 million to resolve U.S. drug charity kickback probe | $22,000,000 | Reuters | 17 Dec 2020 | CEO email address for Biogen Idec | NASDAQ100 |
| Boeing Co. | Boeing to pay $6.6 million to FAA over safety lapses | $6,600,000 | Reuters | 25 Feb 2021 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing owned drone maker to pay $25 million to settle False Claims Act allegations it used recycled parts on military projects | $25,000,000 | US Dept of Justice | 12 Jan 2021 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing Charged with 737 Max Fraud Conspiracy and Agrees to Pay over $2.5 Billion | $2,500,000,000 | US Dept of Justice | 07 Jan 2021 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing Agrees to Pay $12 Million and Enhance its Compliance Systems to Settle Enforcement Cases | $12,000,000 | Federal Aviation Administration | 22 Dec 2015 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing to pay $57 mln to settle 401(k) lawsuit | $57,000,000 | Reuters | 05 Nov 2015 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing Pays $18 Million to Settle False Claims Act Allegations | $18,000,000 | US Dept of Justice | 14 Oct 2015 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Whistleblowers Win $3.9 Million in Boeing Case | $3,900,000 | Wall Street Journal (paywalled) | 13 Oct 2014 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing Pays $23 Million to Resolve False Claims Act Allegations | $23,000,000 | US Dept of Justice | 10 Oct 2014 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing, General Dynamics reach $400 million A-12 settlement with U.S. Navy | $200,000,000 | Reuters | 24 Jan 2014 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | LOS ANGELES WATER BOARD ISSUES CLEANUP AND ABATEMENT ORDER TO THE BOEING COMPANY FOR SANTA MONICA GROUNDWATER CLEANUP | $39,500,000 | CALIFORNIA REGIONAL WATER QUALITY CONTROL BOARD | 17 Dec 2012 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing to Pay U.S. $4.4 Million to End Chinook Billing Case | $4,400,000 | Bloomberg (paywalled) | 20 Jan 2012 | CEO email address for Boeing Co. | NYSE100 |
| Boeing Co. | Boeing Settles Two EEOC Sex Discrimination and Retaliation Lawsuits for $380,000 | $380,000 | US Equal Employment Opportunity Commission | 01 Feb 2010 | CEO email address for Boeing Co. | NYSE100 |
| Booking Holdings | FINAL JUDGMENTS ENTERED AGAINST ONLINE TRAVEL COMPANIES FOR $53.1 MILLION IN GENERAL EXCISE TAXES | $13,275,000 | Hawaii Attorney General | 30 Sep 2015 | CEO email address for Booking Holdings | NASDAQ100 |
| BP Plc | BP set to pay largest environmental fine in US history for Gulf oil spill | $18,700,000,000 | The Guardian | 02 Jul 2015 | CEO email address for BP Plc | FTSE100 |
| BP Plc | BP faces further $2.5bn charge over Deepwater Horizon spill | $2,500,000,000 | The Guardian | 14 Jul 2016 | CEO email address for BP Plc | FTSE100 |
| BP Plc | BP's Clair oil platform shut down after leak | £7,000 | BBC | 03 Oct 2016 | CEO email address for BP Plc | FTSE100 |
| BP Plc | £50k spent on oil spill investigation that led to £7k fine for BP | £7,000 | Energy Voice | 19 Aug 2020 | CEO email address for BP Plc | FTSE100 |
| Bristol-Myers Squibb | Bristol-Myers to pay $75 mln to settle claims of underpaying Medicaid rebates | $75,000,000 | Reuters | 01 Apr 2021 | CEO email address for Bristol-Myers Squibb | NYSE100 |
| Bristol-Myers Squibb | Bristol-Myers, Sanofi ordered to pay Hawaii $834 million over Plavix warning label | $417,000,000 | Reuters | 15 Feb 2021 | CEO email address for Bristol-Myers Squibb | NYSE100 |
| Bristol-Myers Squibb | Celgene Agrees to Pay $280 Million to Resolve Fraud Allegations Related to Promotion of Cancer Drugs For Uses Not Approved by FDA | $280,000,000 | US Dept of Justice | 24 Jul 2017 | CEO email address for Bristol-Myers Squibb | NYSE100 |
| Bristol-Myers Squibb | Bristol-Myers Squibb to pay $19.5 million to settle off-label promotion case | $19,500,000 | Reuters | 08 Dec 2016 | CEO email address for Bristol-Myers Squibb | NYSE100 |
| Bristol-Myers Squibb | Whistleblower lawsuit results in $30 million settlement with Bristol-Myers Squibb | $30,000,000 | California Dept of Insurance | 18 Jul 2016 | CEO email address for Bristol-Myers Squibb | NYSE100 |
| Bristol-Myers Squibb | SEC Charges Bristol-Myers Squibb With FCPA Violations | $14,000,000 | SEC | 05 Oct 2015 | CEO email address for Bristol-Myers Squibb | NYSE100 |
| British American Tobacco Plc | Dutch competition watchdog fines four tobacco companies 82 million euros | £31,200,000 | Reuters | 29 Sep 2020 | CEO email address for British American Tobacco Plc | FTSE100 |
| British American Tobacco Plc | Tobacco firm shares hit after record Canadian court fines of £8bn | $725,000,000 | The Independent | 02 Jun 2015 | CEO email address for British American Tobacco Plc | FTSE100 |
| British American Tobacco Plc | Superior Court (Class Action Division) Canada, Province of Quebec, District of Montreal - Judgement (see page 10) | $725,000,000 | Trudel Johnston and Lesperance Lawyers | 27 May 2015 | CEO email address for British American Tobacco Plc | FTSE100 |
| British American Tobacco Plc | BAT fined for oversupplying tobacco in low-tax European jurisdictions | £650,000 | The Guardian | 16 Nov 2014 | CEO email address for British American Tobacco Plc | FTSE100 |
| CA Technologies (CA Inc.) | CA Inc. to Pay $45 Million for Alleged False Claims on Government-Wide Information Technology Contract | $45,000,000 | US Dept of Justice | 10 Mar 2017 | CEO email address for CA Technologies (CA Inc.) | NASDAQ100 |
| CA Technologies (CA Inc.) | MADIGAN: SOFTWARE GIANT CA TECHNOLOGIES TO PAY $11 MILLION FOR GOVERNMENT BILLING FRAUD | $11,000,000 | Illinois Attorney General | 12 Nov 2013 | CEO email address for CA Technologies (CA Inc.) | NASDAQ100 |
| Carnival Corp. | Princess Cruise Lines and its Parent Company Plead Guilty to Environmental Probation Violations, Ordered to Pay $20 Million Criminal Penalty | $20,000,000 | US Dept of Justice | 03 Jun 2019 | CEO email address for Carnival Corp. | NYSE100 |
| Carnival Corp. | Princess Cruise Lines to Pay Largest-Ever Criminal Penalty for Deliberate Vessel Pollution | $40,000,000 | US Dept of Justice | 01 Dec 2016 | CEO email address for Carnival Corp. | NYSE100 |
| Carnival Corp. | Justice Department Reaches Agreement with Carnival Corp. Over ADA Violations by Carnival Cruise Line, Holland America Line and Princess Cruises | $405,000 | US Dept of Justice | 23 Jul 2015 | CEO email address for Carnival Corp. | NYSE100 |
| Caterpillar Inc. | Subsidiary of Caterpillar, Inc. Pleads Guilty to Federal Offense of Dumping Parts into Ocean after Performing Improper Railcar Repairs | $25,000,000 | US Dept of Justice | 08 Dec 2017 | CEO email address for Caterpillar Inc. | NYSE100 |
| Caterpillar Inc. | Supplier Wins $74 Million Verdict Against Caterpillar | $74,000,000 | Wall Street Journal (paywalled) | 21 Dec 2015 | CEO email address for Caterpillar Inc. | NYSE100 |
| Caterpillar Inc. | Caterpillar Inc. to Pay $2.55 Million Penalty to Resolve Clean Air Act Violations | $2,550,000 | US Dept of Justice | 28 Jul 2011 | CEO email address for Caterpillar Inc. | NYSE100 |
| Caterpillar Inc. | Caterpillar Said to Pay $9 Million to Resolve Tractor Suit | $9,000,000 | Bloomberg (paywalled) | 29 Mar 2011 | CEO email address for Caterpillar Inc. | NYSE100 |
| CDW | CDW-Government to Pay U.S. $5,663,902 to Resolve False Claims Act Allegations | $5,663,902 | US Dept of Justice | 29 Mar 2013 | CEO email address for CDW | NASDAQ100 |
| Celgene Corporation (Bristol-Myers Squibb, BMS) | West Virginia Finalizes $3.2M Prescription Drug Settlement | $1,600,000 | West Virginia Attorney General | 24 Mar 2019 | CEO email address for Celgene Corporation (Bristol-Myers Squibb, BMS) | NASDAQ100 |
| Celgene Corporation (Bristol-Myers Squibb, BMS) | Celgene Agrees to Pay $280 Million to Resolve Fraud Allegations Related to Promotion of Cancer Drugs For Uses Not Approved by FDA | $280,000,000 | US Dept of Justice | 24 Jul 2017 | CEO email address for Celgene Corporation (Bristol-Myers Squibb, BMS) | NASDAQ100 |
| Celgene Corporation (Bristol-Myers Squibb, BMS) | Bristol-Myers Squibb to pay $19.5 million to settle off-label promotion case | $19,500,000 | Reuters | 08 Dec 2016 | CEO email address for Celgene Corporation (Bristol-Myers Squibb, BMS) | NASDAQ100 |
| Celgene Corporation (Bristol-Myers Squibb, BMS) | Whistleblower lawsuit results in $30 million settlement with Bristol-Myers Squibb | $30,000,000 | California Dept of Insurance | 18 Jul 2016 | CEO email address for Celgene Corporation (Bristol-Myers Squibb, BMS) | NASDAQ100 |
| Celgene Corporation (Bristol-Myers Squibb, BMS) | SEC Charges Bristol-Myers Squibb With FCPA Violations | $14,000,000 | SEC | 05 Oct 2015 | CEO email address for Celgene Corporation (Bristol-Myers Squibb, BMS) | NASDAQ100 |
| Charter Communications, Inc. | A.G. Underwood Announces Record $174.2 Million Consumer Fraud Settlement With Charter For Defrauding Internet Subscribers | $174,200,000 | New York Attorney General | 18 Dec 2018 | CEO email address for Charter Communications, Inc. | NASDAQ100 |
| Charter Communications, Inc. | Time Warner Cable to Pay $1.9 Million Penalty for Violating the Risk-Based Pricing Rule | $1,900,000 | US Federal Trade Commission | 19 Dec 2013 | CEO email address for Charter Communications, Inc. | NASDAQ100 |
| Charter Communications, Inc. | A.G. Schneiderman Obtains $2.2 Million In Refunds For 18,000 Time Warner Cable Consumers Upstate | $2,200,000 | New York Attorney General | 07 Mar 2013 | CEO email address for Charter Communications, Inc. | NASDAQ100 |
| Chevron Corp. | CHEVRON SUBSIDIARIES IN CALIFORNIA, TEXAS TO PAY $1.5 MILLION IN OVERTIME BACK WAGES, DAMAGES TO 750 FIELD WORKERS AFTER US LABOR DEPARTMENT INVESTIGATION | $1,500,000 | US Dept of Labor | 08 Sep 2016 | CEO email address for Chevron Corp. | NYSE100 |
| Chevron Corp. | $143 Million Cleanup Settlement for New Mexico Mine Site | $143,000,000 | EPA | 09 Aug 2016 | CEO email address for Chevron Corp. | NYSE100 |
| Chevron Corp. | Chevron, State Water Board Reach $1.66 Million Settlement on Underground Storage Tank Allegations | $1,660,000 | California Water Boards | 25 Sep 2014 | CEO email address for Chevron Corp. | NYSE100 |
| Chevron Corp. | Chevron and Brazil Reach Deal on Oil Spill | $130,000,000 | New York Times (paywalled) | 14 Sep 2013 | CEO email address for Chevron Corp. | NYSE100 |
| Chevron Corp. | Chevron pays $2m fines and pleads no contest to Richmond fire charges | $2,000,000 | Guardian | 05 Aug 2013 | CEO email address for Chevron Corp. | NYSE100 |
| Cisco (Cisco Systems, Cisco Systems, Inc.) | Cisco Fined Nearly $2 Billion As Trial By Zoom Concludes | $2,000,000,000 | Forbes | 06 Oct 2020 | CEO email address for Cisco (Cisco Systems, Cisco Systems, Inc.) | NASDAQ100 |
| Cisco (Cisco Systems, Cisco Systems, Inc.) | Cisco will pay $4.75 mln to settle DOL's pay bias claims | $4,750,000 | Reuters | 17 Mar 2020 | CEO email address for Cisco (Cisco Systems, Cisco Systems, Inc.) | NASDAQ100 |
| Cisco (Cisco Systems, Cisco Systems, Inc.) | Attorney General Josh Stein Reaches $6 Million Settlement with Cisco Systems | $6,000,000 | North Carolina Attorney General | 01 Aug 2019 | CEO email address for Cisco (Cisco Systems, Cisco Systems, Inc.) | NASDAQ100 |
| Cisco (Cisco Systems, Cisco Systems, Inc.) | Cisco ordered to pay $23.7 mln for infringing network patents | $23,700,000 | Reuters | 12 May 2016 | CEO email address for Cisco (Cisco Systems, Cisco Systems, Inc.) | NASDAQ100 |
| Cisco (Cisco Systems, Cisco Systems, Inc.) | Cisco ordered to pay $70 million in civil fraud patent case | $70,000,000 | Reuters | 22 Mar 2013 | CEO email address for Cisco (Cisco Systems, Cisco Systems, Inc.) | NASDAQ100 |
| Citigroup Inc. | EU fines Barclays, Citi, JP Morgan, MUFG and RBS $1.2 billion for FX rigging | ?311,000,000 | Reuters | 16 May 2019 | CEO email address for Citigroup Inc. | NYSE100 |
| Citigroup Inc. | U.S. bank regulator fines Citigroup $25 million for violating fair lending rules | $25,000,000 | Reuters | 19 Mar 2019 | CEO email address for Citigroup Inc. | NYSE100 |
| Citigroup Inc. | Citigroup unit to pay $25 million over 'spoofing' in U.S. Treasury futures | $25,000,000 | Reuters | 19 Jan 2017 | CEO email address for Citigroup Inc. | NYSE100 |
| Citigroup Inc. | Latest banking scandal costs Citigroup $7bn | $7,000,000,000 | Independent | 15 Jul 2014 | CEO email address for Citigroup Inc. | NYSE100 |
| Citigroup Inc. | Citigroup to settle MBS suit for $24.9 million | $24,900,000 | Reuters | 27 Aug 2012 | CEO email address for Citigroup Inc. | NYSE100 |
| CME Group Inc | CME Settles Lawsuit With Regulator Over Leaks by Former Employees | $4,000,000 | Wall Street Journal | 04 Aug 2020 | CEO email address for CME Group Inc | NYSE100 |
| Coca Cola Company | U.S. EPA settles with six companies over California trucking rules | $145,000 | EPA | 02 Oct 2019 | CEO email address for Coca Cola Company | NYSE100 |
| Coca Cola Company | EEOC and Coca-Cola Refreshments USA, Inc. Enter into Agreement to Improve Disability Leave Practices | $2,250,000 | US Equal Employment Opportunity Commission | 23 Aug 2018 | CEO email address for Coca Cola Company | NYSE100 |
| Coca Cola Company | Coke to change Vitaminwater labels to settle U.S. consumer lawsuit | $2,730,000 | Reuters | 01 Oct 2015 | CEO email address for Coca Cola Company | NYSE100 |
| Coca Cola Company | GREAT PLAINS COCA-COLA BOTTLING IN OKLAHOMA CITY SETTLES SEX DISCRIMINATION CASE WITH US LABOR DEPARTMENT | $475,000 | US Dept of Labor | 04 Sep 2014 | CEO email address for Coca Cola Company | NYSE100 |
| Coca-Cola HBC AG | The Commissioner of Competition fined Coca Cola Israel approximately NIS 39 Mil | NIS39,000,000 | Israel Competition Authority | 25 Dec 2019 | CEO email address for Coca-Cola HBC AG | FTSE100 |
| Cognizant Technology Solutions Corp | SEC Charges Cognizant and Two Former Executives With FCPA Violations | $25,000,000 | SEC | 15 Feb 2019 | CEO email address for Cognizant Technology Solutions Corp | NASDAQ100 |
| Colgate-Palmolive Co. | Colgate ordered to pay $18 million penalty in laundry detergent cartel proceedings | $18,000,000 | Australian Competition and Consumer Commission | 28 Apr 2016 | CEO email address for Colgate-Palmolive Co. | NYSE100 |
| Comcast Corporation (Xfinity, Comcast Ventures) | Attorney General Ellison obtains relief for more than 30,000 Comcast/Xfinity customers | $1,300,000 | Minnesota Attorney General | 15 Jan 2020 | CEO email address for Comcast Corporation (Xfinity, Comcast Ventures) | NASDAQ100 |
| Comcast Corporation (Xfinity, Comcast Ventures) | Comcast will pay $2.3 million to settle U.S. billing probe | $2,300,000 | Reuters | 11 Oct 2016 | CEO email address for Comcast Corporation (Xfinity, Comcast Ventures) | NASDAQ100 |
| Comcast Corporation (Xfinity, Comcast Ventures) | Attorney General Kamala D. Harris Announces $25.95 Million Settlement with Comcast Over Hazardous Waste Disposal And Privacy Violations | $25,950,000 | California Dept of Justice | 15 Dec 2015 | CEO email address for Comcast Corporation (Xfinity, Comcast Ventures) | NASDAQ100 |
| Comcast Corporation (Xfinity, Comcast Ventures) | Attorney General Kamala D. Harris Reaches $33 Million Settlement With Comcast Over Privacy Violations | $33,000,000 | California Dept of Justice | 17 Sep 2015 | CEO email address for Comcast Corporation (Xfinity, Comcast Ventures) | NASDAQ100 |
| Compass Group Plc | A.G. Schneiderman Announces $18 Million Settlement With Compass Group USA For Overcharging NYS School Lunch Programs - White Plains | $18,000,000 | New York State Office of the Attorney General | 19 Sep 2012 | CEO email address for Compass Group Plc | FTSE100 |
| ConocoPhillips | Attorney General Announces $39 Million Settlement With ConocoPhillips Company over MTBE Contamination | $39,000,000 | New Jersey Dept of Law & Public Safety | 25 May 2017 | CEO email address for ConocoPhillips | NYSE100 |
| ConocoPhillips | ConocoPhillips and Phillips 66 to pay $11.5 million in pollution case | $11,500,000 | LA Times | 08 May 2015 | CEO email address for ConocoPhillips | NYSE100 |
| ConocoPhillips | ConocoPhillips, CNOOC to pay $267 mln for China spill | $267,000,000 | Reuters | 27 Apr 2012 | CEO email address for ConocoPhillips | NYSE100 |
| ConocoPhillips | ConocoPhillips Company and Sasol North America Agree to Reimburse Costs for Calcasieu Estuary, Bayou Verdine Cleanup | $5,700,000 | US Dept of Justice | 13 Oct 2010 | CEO email address for ConocoPhillips | NYSE100 |
| Corning Inc. | Attorney General Becerra Secures Over Half a Million Dollars in a Settlement Against an Auto Parts Manufacturer for Illegal Bid Rigging | $583,333 | Office of the Attorney General California | 15 Jul 2020 | CEO email address for Corning Inc. | NYSE100 |
| Corning Inc. | New York-Based Corning Incorporated To Pay United States $5.65 Million To Resolve False Claims Allegations | $5,650,000 | US Dept of Justice | 08 Mar 2013 | CEO email address for Corning Inc. | NYSE100 |
| Costco Wholesale | Costco Agrees to $3.85 Million Civil Penalty, Compliance Program for Failure to Report Defective Trash Cans | $3,850,000 | US Consumer Product Safety Commission | 05 Oct 2018 | CEO email address for Costco Wholesale | NASDAQ100 |
| Costco Wholesale | Costco ordered to pay $19.4M for misleading ?Tiffany? jewelry | $19,400,000 | New York Post | 14 Aug 2017 | CEO email address for Costco Wholesale | NASDAQ100 |
| Costco Wholesale | Costco Wholesale to Pay $11.75 Million to Settle Allegations of Lax Pharmacy Controls | $11,750,000 | US Dept of Justice | 19 Jan 2017 | CEO email address for Costco Wholesale | NASDAQ100 |
| Costco Wholesale | EEOC Wins Jury Verdict in Sexual Harassment Case against Costco | $250,000 | US Equal Employment Opportunity Commission | 22 Dec 2016 | CEO email address for Costco Wholesale | NASDAQ100 |
| Costco Wholesale | Costco is fined, to fix refrigerant leaks in Clean Air Act case | $2,335,000 | Reuters | 03 Sep 2014 | CEO email address for Costco Wholesale | NASDAQ100 |
| Costco Wholesale | $3.6 Million Dollar Settlement in Environmental Action Against Costco | $3,600,000 | Alameda District Attorney | 20 Jun 2012 | CEO email address for Costco Wholesale | NASDAQ100 |
| CRH plc | Jury Awards $39M in Wrongful Death Case | $39,000,000 | Elk & Elk Lawyers | 04 Mar 2014 | CEO email address for CRH plc | FTSE100 |
| Croda International | Croda fined $246,000 for Thanksgiving weekend gas leak that closed Delaware Memorial Bridge | $246,000 | WHYY Philadelphia News | 29 Mar 2019 | CEO email address for Croda International | FTSE100 |
| Croda International | Settlement Agreement | $246,000 | Delaware Dept of Natural Resources and Environmental Control | 28 Mar 2019 | CEO email address for Croda International | FTSE100 |
| Croda International | OSHA hits Croda with fine for toxic gas leak, says it could have been prevented | $262,548 | Delaware online news | 11 Jun 2019 | CEO email address for Croda International | FTSE100 |
| Croda International | U.S. DEPARTMENT OF LABOR FINES CHEMICAL MANUFACTURER FOR EXPOSING WORKERS TO TOXIC GAS | $262,548 | U.S. Dept of Labour | 11 Jun 2019 | CEO email address for Croda International | FTSE100 |
| CSX Corp | Department of Justice, EPA, State of West Virginia Settle with CSX Transportation Over 2015 Derailment and Oil Spill in Mount Carbon, West Virginia | $2,200,000 | US Environmental Protection Agency | 24 Jul 2018 | CEO email address for CSX Corp | NASDAQ100 |
| CSX Corp | CSX settles federal discrimination lawsuit for $3.2M | ?3,200,000 | Associated Press | 14 Jun 2018 | CEO email address for CSX Corp | NASDAQ100 |
| CVS Caremark | CVS to pay $20 mln to settle SEC charges | $20,000,000 | Reuters | 08 Apr 2014 | CEO email address for CVS Caremark | NYSE100 |
| CVS Caremark | Caremark Will Pay $6 Million to Resolve False Claims Act Allegations | $6,000,000 | US Dept of Justice | 26 Sep 2014 | CEO email address for CVS Caremark | NYSE100 |
| CVS Caremark | CVS Caremark to Pay $5 Million to Settle FTC Investigation | $5,000,000 | Bloomberg (paywalled) | 12 Jan 2012 | CEO email address for CVS Caremark | NYSE100 |
| CVS Caremark | CVS to Pay $77.6 Million Penalty in Methamphetamine Case | $77,600,000 | New York Times | 15 Oct 2010 | CEO email address for CVS Caremark | NYSE100 |
| Danaher | Conciliation Agreement Between the U.S. Dept of Labor and IRIS International | $102,486 | US Dept of Labor | 07 Sep 2011 | CEO email address for Danaher | NYSE100 |
| DCC Plc | DCC firm £roasted£ by trading standards for overcharging | £58,000 | The Times (paywalled) | 25 Aug 2011 | CEO email address for DCC Plc | FTSE100 |
| Deere and Company | Deere agrees to pay $1 million over air quality violations | $1,000,000 | Iowa Dept of Justice | 25 Apr 2019 | CEO email address for Deere and Company | NYSE100 |
| DENTSPLY International Inc. | ORDER INSTITUTING CEASE-AND DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE AND-DESIST ORDER | $1,000,000 | SEC | 16 Dec 2020 | CEO email address for DENTSPLY International Inc. | NASDAQ100 |
| Devon Energy Corp. | WPX Energy Assessed $1.2 Million Civil Penalty for Groundwater and Water Supply Impacts | $1,200,000 | Dept. of Environmental Protection Pennsylvania | 27 Feb 2017 | CEO email address for Devon Energy Corp. | NYSE100 |
| Devon Energy Corp. | Devon Energy to Pay U.S. $3.5 Million to Resolve Allegations of Royalty Underpayments from Federal and Indian Lands | $3,492,463 | US Dept of Justice | 12 Mar 2012 | CEO email address for Devon Energy Corp. | NYSE100 |
| Diageo PLC | Diageo settles civil bribery charges | $16,000,000 | Reuters | 27 Jul 2011 | CEO email address for Diageo PLC | FTSE100 |
| Diageo PLC | Diageo told to pay £107m in extra tax in profits row | £107,000,000 | BBC | 10 May 2017 | CEO email address for Diageo PLC | FTSE100 |
| DISH Network Corporation | Dish Network reaches $210 million 'robocall' telemarketing settlement | $210,000,000 | Reuters | 04 Dec 2020 | CEO email address for DISH Network Corporation | NASDAQ100 |
| DISH Network Corporation | EEOC and Dish Network Conciliate Disability Charge Over Application Practices for $1.25 Million | $1,250,000 | US Equal Employment Opportunity Commission | 09 Oct 2019 | CEO email address for DISH Network Corporation | NASDAQ100 |
| DISH Network Corporation | FTC and DOJ Case Results in Historic Decision Awarding $280 Million in Civil Penalties against Dish Network and Strong Injunctive Relief for Do Not Call Violations | $280,000,000 | Federal Trade Commission | 06 Jun 2017 | CEO email address for DISH Network Corporation | NASDAQ100 |
| DISH Network Corporation | COLORADO ATTORNEY GENERAL?S OFFFICE REACHES $2 MILLION SETTLEMENT WITH DISH NETWORK | $2,000,000 | Colorado Attorney General | 02 Jan 2015 | CEO email address for DISH Network Corporation | NASDAQ100 |
| DISH Network Corporation | ATTORNEY GENERAL FORCES DISH TO COME CLEAN ABOUT ROUGHLY $2M IN DECEPTIVE SURCHARGES, PAYMENTS COULD TOTAL UP TO $5M | $5,569,500 | Washington Attorney General | 15 Apr 2014 | CEO email address for DISH Network Corporation | NASDAQ100 |
| DISH Network Corporation | Federal Court Signs Order for Blockbuster Inc. To Pay Over $2m to Settle EEOC Suit for Sex, Race and National Origin Discrimination, Retaliation | $2,328,668 | US Equal Employment Opportunity Commission | 14 Dec 2011 | CEO email address for DISH Network Corporation | NASDAQ100 |
| Dollar Tree, Inc. (Dollar Tree Stores Inc) | Judge approves Family Dollar's $45 mln settlement of equal pay claims | $45,000,000 | Reuters | 15 Mar 2018 | CEO email address for Dollar Tree, Inc. (Dollar Tree Stores Inc) | NASDAQ100 |
| Dollar Tree, Inc. (Dollar Tree Stores Inc) | Dollar Tree Stores to Pay $2.72 Million Settlement for Environmental Violations | $2,720,000 | Alameda County District Attorney | 24 Apr 2015 | CEO email address for Dollar Tree, Inc. (Dollar Tree Stores Inc) | NASDAQ100 |
| Dollar Tree, Inc. (Dollar Tree Stores Inc) | Family Dollar plans to settle with store managers on overtime | $14,000,000 | Reuters | 12 Sep 2012 | CEO email address for Dollar Tree, Inc. (Dollar Tree Stores Inc) | NASDAQ100 |
| Dominion Resources | DOMINION TO PAY $1.4 MILLION FOR ALLEGED VIOLATIONS OF VIRGINIA?S ENVIRONMENTAL LAWS AND REGULATIONS | $1,400,000 | Office of the Attorney General Virginia | 13 Mar 2020 | CEO email address for Dominion Resources | NYSE100 |
| Dominion Resources | Enforcement - Dominion Energy, Inc. | $13,200,000 | US Environmental Protection Agency | 01 Apr 2013 | CEO email address for Dominion Resources | NYSE100 |
| Duke Energy | Duke Energy Broke Rules Designed to Keep Electric Grid Safe | $10,000,000 | Wall Street Journal (paywalled) | 01 Feb 2019 | CEO email address for Duke Energy | NYSE100 |
| Duke Energy | Duke Energy agrees to pay $27 mln to settle 2012 CEO firing | $27,000,000 | Reuters | 11 Nov 2016 | CEO email address for Duke Energy | NYSE100 |
| Duke Energy | Duke Energy to Pay Fine Over Power Plant Violations | $5,400,000 | New York Times (Paywalled) | 11 Sep 2015 | CEO email address for Duke Energy | NYSE100 |
| Duke Energy | Duke Energy fined over $100 million for environmental violations | $102,000,000 | Reuters | 21 Feb 2015 | CEO email address for Duke Energy | NYSE100 |
| Duke Energy | NERC Abbreviated Notice of Penalty regarding Duke Energy Corporation | $60,000 | North American Electric Reliability Corporation | 29 Apr 2011 | CEO email address for Duke Energy | NYSE100 |
| DuPont de Nemours | Enforcement - DuPont Settlement Information Sheet | $3,195,000 | EPA | 13 Jul 2020 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | EPA AND JUSTICE DEPARTMENT REACH $3.1 MILLION SETTLEMENT WITH DUPONT FOR ALLEGED CHEMICAL ACCIDENT PREVENTION VIOLATIONS | $3,100,000 | EPA | 26 Jul 2018 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | DuPont NRDAR Settlement | $42,000,000 | Secretary of Natural Resources Virginia | 28 Jul 2017 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | DuPont settles lawsuits over leak of chemical used to make Teflon | $671,000,000 | Reuters | 13 Feb 2017 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | EPA and DuPont Reach Major Settlement After Fatal Chemical Explosion in Tonawanda, N.Y. | $724,000 | EPA | 10 Jan 2015 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | DuPont Fined for Air Pollution at Deepwater, New Jersey | $531,000 | EPA | 08 Jan 2015 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | E.I. du Pont de Nemours and Company FIFRA Settlement | $1,853,000 | EPA | 15 Sep 2014 | CEO email address for DuPont de Nemours | NYSE100 |
| DuPont de Nemours | EPA Announces $3.3 Million Settlement with DuPont for Failure to Report Toxic Chemical Studies | $3,300,000 | EPA | 21 Dec 2010 | CEO email address for DuPont de Nemours | NYSE100 |
| eBay (Gumtree, e-bay, ebay.com, E Bay, Ebay Direct) | Attorney General Kamala D. Harris Reaches $4 Million Settlement with eBay over Anticompetitive ?No-Poach? Agreement with Intuit | $3,750,000 | California Attorney General | 01 May 2014 | CEO email address for eBay (Gumtree, e-bay, ebay.com, E Bay, Ebay Direct) | NASDAQ100 |
| Eli Lilly | US Court of Appeals - Judgement | $20,000,000 | US Court of Appeals | 10 Oct 2018 | CEO email address for Eli Lilly | NYSE100 |
| Eli Lilly | Eli Lilly to pay $29 mln to settle US SEC bribery case | $29,000,000 | Reuters | 20 Dec 2012 | CEO email address for Eli Lilly | NYSE100 |
| Eli Lilly | NR McDANIEL ANNOUNCES RECORD SETTLEMENT WITH PHARMACEUTICAL COMPANY | $18,500,000 | Arkansas Attorney General | 16 Feb 2010 | CEO email address for Eli Lilly | NYSE100 |
| Eli Lilly | Attorney General Recovers $18.5 Million for State | $18,500,000 | Mississippi Attorney General | 04 Feb 2010 | CEO email address for Eli Lilly | NYSE100 |
| Entain (formerly GVC Holdings Plc) | Foxy Bingo owner fined £350,000 for misleading ads | £350,000 | The Guardian | 14 Feb 2018 | CEO email address for Entain (formerly GVC Holdings Plc) | FTSE100 |
| Entain (formerly GVC Holdings Plc) | GVC fined 5.9 million pounds for failings at Ladbrokes | £5,900,000 | Reuters | 31 Jul 2019 | CEO email address for Entain (formerly GVC Holdings Plc) | FTSE100 |
| Exelon | COMED REACHES AGREEMENT TO RESOLVE JUSTICE DEPARTMENT INVESTIGATION | ?200,000,000 | SEC | 17 Jul 2020 | CEO email address for Exelon | NASDAQ100 |
| Exelon | THE JUSTICE DEPARTMENT AND EPA REACH CLEAN WATER ACT SETTLEMENT WITH PEPCO TO REDUCE POLLUTION TO ANACOSTIA RIVER | $2,100,000 | US Environmental Protection Agency | 13 Jan 2017 | CEO email address for Exelon | NASDAQ100 |
| Exelon | MADIGAN: COMED SETTLEMENT TO PROVIDE $46 MILLION IN CUSTOMER REFUNDS | $46,000,000 | Illinois Attorney General | 18 Sep 2014 | CEO email address for Exelon | NASDAQ100 |
| Exelon | ATTORNEY GENERAL MADIGAN / STATE?S ATTORNEYS REACH AGREEMENT WITH EXELON ON NUCLEAR POWER SAFETY | $1,176,000 | Illinois Attorney General | 11 Mar 2010 | CEO email address for Exelon | NASDAQ100 |
| Exelon | Exelon Unit to Pay $200 Million to Settle Bribe Case Involving Illinois House Speaker | $200,000,000 | Wall Street Journal (paywalled) | 18 Jul 2020 | CEO email address for Exelon | NYSE100 |
| Exelon | MADIGAN: COMED SETTLEMENT TO PROVIDE $46 MILLION IN CUSTOMER REFUNDS | $46,200,000 | Illinois Attorney General | 18 Sep 2014 | CEO email address for Exelon | NYSE100 |
| Exelon | PEPCO to Pay $250,000 Penalty, Install $600,000 Trash Trap in Settlement for Water Pollution Violations | $850,000 | District of Columbia Attorney General | 28 Mar 2014 | CEO email address for Exelon | NYSE100 |
| Exelon | Justice Department Settles Civil Contempt Claim Against Exelon Corporation | $400,000 | US Dept of Justice | 15 Nov 2012 | CEO email address for Exelon | NYSE100 |
| Exelon | ATTORNEY GENERAL MADIGAN / STATE?S ATTORNEYS REACH AGREEMENT WITH EXELON ON NUCLEAR POWER SAFETY | $1,176,000 | Illinois Attorney General | 11 Mar 2010 | CEO email address for Exelon | NYSE100 |
| Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | Expedia fined $300,000 for Cuba travel deals which breached sanctions | $325,406 | Independent | 13 Jun 2019 | CEO email address for Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | NASDAQ100 |
| Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | FINAL JUDGMENTS ENTERED AGAINST ONLINE TRAVEL COMPANIES FOR $53.1 MILLION IN GENERAL EXCISE TAXES | $39,825,000 | Hawaii Attorney General | 30 Sep 2015 | CEO email address for Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | NASDAQ100 |
| Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | Bodybuilding.com, LLC and Deluca Brothers Sentenced for Violating the FDCA | $7,000,000 | Idaho Attorney?s Office | 01 Aug 2012 | CEO email address for Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | NASDAQ100 |
| Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | CUOMO SECURES AN ADDITIONAL $8.5 MILLION IN SETTLEMENTS WITH COMPANIES THAT TRICKED CONSUMERS INTO SIGNING UP FOR DISCOUNT CLUBS WITH HIDDEN FEES | $1,200,000 | New York Attorney General | 21 Sep 2010 | CEO email address for Expedia Group (hotels.com, hotwire.com, orbitz.com, ebookers.com, bodybuilding.com) | NASDAQ100 |
| Express Scripts Holding Company | Express Scripts unit to pay $60 mln over Novartis kickbacks, U.S. says | $60,000,000 | Reuters | 01 May 2015 | CEO email address for Express Scripts Holding Company | NASDAQ100 |
| Express Scripts Holding Company | United States Settles With Express Scripts Over Diversion Of Controlled Substances And Use Of Improper DEA Numbers | $2,750,000 | Pennsylvania Attorney?s Office | 15 May 2012 | CEO email address for Express Scripts Holding Company | NASDAQ100 |
| Exxon Mobil Corp | ExxonMobil to pay $12 million in Montana oil spill settlement | $12,000,000 | Reuters | 21 Sep 2016 | CEO email address for Exxon Mobil Corp | NYSE100 |
| Exxon Mobil Corp | Judge approves Exxon Mobil settlement over 2013 Arkansas spill | $5,070,000 | Reuters | 12 Aug 2015 | CEO email address for Exxon Mobil Corp | NYSE100 |
| Exxon Mobil Corp | Exxon Settles $9 Billion Pollution Case in New Jersey for Far Less | $250,000,000 | New York Times | 27 Feb 2015 | CEO email address for Exxon Mobil Corp | NYSE100 |
| Exxon Mobil Corp | IN THE FIRST JUDICIAL DISTRICT COURT IN AND FOR LARAMIE COUNTY, STATE OF WYOMING - Consent Decree | $2,400,000 | Laramie County Wyoming District Court | 16 Aug 2010 | CEO email address for Exxon Mobil Corp | NYSE100 |
| Facebook Inc (Face Book, FB, WhatsApp, Instagram) | Facebook raises settlement to $650 million in facial recognition lawsuit | $650,000,000 | Reuters | 31 Jul 2020 | CEO email address for Facebook Inc (Face Book, FB, WhatsApp, Instagram) | NASDAQ100 |
| Facebook Inc (Face Book, FB, WhatsApp, Instagram) | Facebook to pay $5bn fine as regulator settles Cambridge Analytica complaint | $5,000,000,000 | Guardian | 24 Jul 2019 | CEO email address for Facebook Inc (Face Book, FB, WhatsApp, Instagram) | NASDAQ100 |
| Facebook Inc (Face Book, FB, WhatsApp, Instagram) | Facebook to Pay $100 Million for Misleading Investors About the Risks It Faced From Misuse of User Data | $100,000,000 | SEC | 24 Jul 2019 | CEO email address for Facebook Inc (Face Book, FB, WhatsApp, Instagram) | NASDAQ100 |
| Facebook Inc (Face Book, FB, WhatsApp, Instagram) | FACEBOOK AGREES TO SWEEPING REFORMS TO CURB DISCRIMINATORY AD TARGETING PRACTICES | $3,000,000 | American Civil Liberties Union | 19 Mar 2019 | CEO email address for Facebook Inc (Face Book, FB, WhatsApp, Instagram) | NASDAQ100 |
| Facebook Inc (Face Book, FB, WhatsApp, Instagram) | U.S. judge approves Facebook privacy settlement over ads | $20,000,000 | Reuters | 26 Aug 2013 | CEO email address for Facebook Inc (Face Book, FB, WhatsApp, Instagram) | NASDAQ100 |
| Fastenal Company | Fastenal Company to Pay $50,000 to Settle EEOC Pay Discrimination Lawsuit | $50,000 | US Equal Employment Opportunity Commission | 15 Apr 2019 | CEO email address for Fastenal Company | NASDAQ100 |
| Fastenal Company | Minnesota-based National Hardware Store Distributor Fastenal to Pay U.S. $6.25 Million to Resolve False Claims Act Allegations | $6,250,000 | US Dept of Justice | 13 Jan 2011 | CEO email address for Fastenal Company | NASDAQ100 |
| Fedex | FedEx Ground to Pay $3.3 Million to Settle EEOC Disability Discrimination Lawsuit | $3,300,000 | US Equal Employment Opportunity Commission | 19 May 2020 | CEO email address for Fedex | NYSE100 |
| Fedex | FedEx pays $35.4 million to end NY lawsuit over illegal cigarettes | $35,400,000 | Reuters | 14 Jan 2019 | CEO email address for Fedex | NYSE100 |
| Fedex | FedEx to settle driver lawsuits in 20 states for $240 million | $240,000,000 | Reuters | 16 Jun 2016 | CEO email address for Fedex | NYSE100 |
| Fedex | FEDEX TO PAY $1.75 MILLION IN CIVIL PENALTIES, COSTS, AND PROGRAMS FOR ILLEGAL TRANSPORTATION, STORAGE, AND DISPOSAL OF HAZARDOUS WASTES | $1,750,000 | County of Fresno District Attorney | 11 Aug 2015 | CEO email address for Fedex | NYSE100 |
| Fiserv, Inc. | Fiserv's First Data pays $40 million to settle FTC charges it aided merchants' fraud | $40,000,000 | Reuters | 19 May 2020 | CEO email address for Fiserv, Inc. | NASDAQ100 |
| Flutter Entertainment | Paddy Power Betfair fined £2.2m for failing to stop bets with stolen money | £2,200,000 | The Guardian | 16 Oct 2018 | CEO email address for Flutter Entertainment | FTSE100 |
| Flutter Entertainment | Flutter group hit with $870 million Stars Group ruling by Kentucky court | $870,000,000 | Reuters | 17 Dec 2020 | CEO email address for Flutter Entertainment | FTSE100 |
| Ford Motor Co | Ford fined R35 million for Ford Kuga debacle | R35,000,000 | South African Govt News Agency | 29 Nov 2019 | CEO email address for Ford Motor Co | NYSE100 |
| Ford Motor Co | Ford Motor Company's Kentucky Truck Plant to Pay $537,760 to Resolve EEOC Discrimination Finding | $537,760 | US Equal Employment Opportunity Commission | 01 Oct 2019 | CEO email address for Ford Motor Co | NYSE100 |
| Ford Motor Co | Court orders Ford to pay $10 million penalty for unconscionable conduct | $10,000,000 | Australian Competition & Consumer Commission | 26 Apr 2018 | CEO email address for Ford Motor Co | NYSE100 |
| Ford Motor Co | Ford Motor Company to Pay up to $10.125 Million To Settle EEOC Harassment Investigation | $10,125,000 | US Equal Employment Opportunity Commission | 15 Aug 2017 | CEO email address for Ford Motor Co | NYSE100 |
| Ford Motor Co | Civil Penalty Settlement Amounts - Recall 12V-353 | $17,350,000 | US Dept of Transportation | 28 Jun 2013 | CEO email address for Ford Motor Co | NYSE100 |
| Ford Motor Co | Ford Motor Company Fined for Unpermitted Construction at Wittmann Proving Grounds | $225,000 | Maricopa County Attorney?s Office | 28 Jul 2011 | CEO email address for Ford Motor Co | NYSE100 |
| Fox Corporation | Fox Settles Discrimination Lawsuits for Roughly $10 Million | $10,000,000 | New York Times (paywalled) | 15 May 2018 | CEO email address for Fox Corporation | NASDAQ100 |
| Fox Corporation | Fox settles sexual harassment lawsuit for $20 million on Ailes' behalf | $20,000,000 | Reuters | 06 Sep 2016 | CEO email address for Fox Corporation | NASDAQ100 |
| Franklin Resources Inc. | Franklin Templeton Inks $13.85M 401(k) Class Settlement | $13,850,000 | Bloomberg | 19 Feb 2019 | CEO email address for Franklin Resources Inc. | NYSE100 |
| Franklin Resources Inc. | Legg Mason Charged With Violating the FCPA | $34,000,000 | SEC | 27 Aug 2018 | CEO email address for Franklin Resources Inc. | NYSE100 |
| Franklin Resources Inc. | Legg Mason Inc. Agrees to Pay $64 Million in Criminal Penalties and Disgorgement to Resolve FCPA Charges Related to Bribery of Gaddafi-Era Libyan Officials | $64,000,000 | US Dept of Justice | 04 Jun 2018 | CEO email address for Franklin Resources Inc. | NYSE100 |
| Franklin Resources Inc. | US LABOR DEPARTMENT AND SECURITIES AND EXCHANGE COMMISSION REACH COMBINED $21M IN SETTLEMENTS WITH WESTERN ASSET MANAGEMENT | $21,000,000 | US Dept of Labor | 27 Jan 2014 | CEO email address for Franklin Resources Inc. | NYSE100 |
| Freeport-McMoRan | Freeport-McMoRan in $137.5 million settlement over purchases | $137,500,000 | Reuters | 15 Jan 2015 | CEO email address for Freeport-McMoRan | NYSE100 |
| Freeport-McMoRan | AG Koster announces $7 million environmental settlement | $7,284,677 | Missouri Attorney General | 06 Nov 2014 | CEO email address for Freeport-McMoRan | NYSE100 |
| Freeport-McMoRan | Freeport-McMoRan Corp. and Freeport-McMoRan Morenci Inc. Will Pay $6.8 Million in Damages for Injuries to Natural Resources from the Morenci Copper Mine in Arizona | $6,800,000 | US Dept of Justice | 24 Apr 2012 | CEO email address for Freeport-McMoRan | NYSE100 |
| General Dynamics | Government and Contractors Seek to End Long-Running ?A-12? Litigation - Navy Will Receive Aircraft and Services Valued at $400 Million | $200,000,000 | US Dept of Justice | 23 Jan 2014 | CEO email address for General Dynamics | NYSE100 |
| General Electric | U.S. SEC says GE to pay $200 million penalty for misleading investors | $200,000,000 | Reuters | 09 Dec 2020 | CEO email address for General Electric | NYSE100 |
| General Electric | GE to pay $1.5 billion U.S. fine over crisis-era subprime mortgages | $1,500,000,000 | Reuters | 12 Apr 2019 | CEO email address for General Electric | NYSE100 |
| General Electric | General Electric Agrees to $3.5 Million Civil Penalty, Internal Compliance Program for Failure to Report Defective Ranges and Dishwashers | $3,500,000 | US Consumer Product Safety Commission | 19 Feb 2015 | CEO email address for General Electric | NYSE100 |
| General Electric | GE Agrees to Further Investigate Upper Hudson River Floodplain in a Comprehensive Study to Cost About $20.5 Million | $20,500,000 | EPA | 30 Sep 2014 | CEO email address for General Electric | NYSE100 |
| General Electric | CFPB Orders GE CareCredit to Refund $34.1 Million for Deceptive Health-Care Credit Card Enrollment | $34,100,000 | Consumer Financial Protection Bureau | 10 Dec 2013 | CEO email address for General Electric | NYSE100 |
| General Electric | General Electric Aviation Systems to Pay U.S. $6.58 Million to Resolve False Claims Act Allegations | $6,580,000 | US Dept of Justice | 26 Jun 2013 | CEO email address for General Electric | NYSE100 |
| General Electric | GE Funding Capital Market Services Inc. Admits to Anticompetitive Conduct by Former Traders in the Municipal Bond Investments Market and Agrees to Pay $70 Million to Federal and State Agencies | $70,000,000 | US Dept of Justice | 23 Dec 2011 | CEO email address for General Electric | NYSE100 |
| General Electric | GE Healthcare Inc. Pays U.S. $30 Million to Resolve False Claims Act Allegations | $30,000,000 | US Dept of Justice | 29 Dec 2011 | CEO email address for General Electric | NYSE100 |
| General Electric | SEC Charges General Electric and Two Subsidiaries with FCPA Violations | $23,400,000 | SEC | 27 Jul 2010 | CEO email address for General Electric | NYSE100 |
| General Mills | Settlement - General Mills, Inc., a Delaware Corporation | $375,000 | California Dept of Food and Agriculture | 13 Feb 2017 | CEO email address for General Mills | NYSE100 |
| General Mills | General Mills to pay $425 mln to IRS in settlement | $425,000,000 | Reuters | 05 Nov 2010 | CEO email address for General Mills | NYSE100 |
| General Motors | Attorney General Becerra Announces $5.75 Million Settlement with General Motors | $5,750,000 | California Department of Justice | 12 Feb 2021 | CEO email address for General Motors | NYSE100 |
| General Motors | AG Brnovich Obtains $6.28 Million for Arizonans Who Purchased Recalled GM Vehicles | $7,280,000 | Arizona Attorney General | 07 Mar 2018 | CEO email address for General Motors | NYSE100 |
| General Motors | Attorney General Becerra Announces $120M Multistate Settlement With General Motors Over Defective Ignition Switch | $120,000,000 | California Department of Justice | 19 Oct 2017 | CEO email address for General Motors | NYSE100 |
| General Motors | General Motors Charged With Accounting Control Failures | $1,000,000 | SEC | 18 Jan 2017 | CEO email address for General Motors | NYSE100 |
| General Motors | U.S. Attorney of the Southern District of New York Announces Criminal Charges Against General Motors and Deferred Prosecution Agreement with $900 Million Forfeiture | $900,000,000 | US Dept of Justice | 17 Sep 2015 | CEO email address for General Motors | NYSE100 |
| General Motors | U.S. Department of Transportation Announces Record Fines, Unprecedented Oversight Requirements in GM Investigation | $35,000,000 | United States Department of Transportation | 16 May 2014 | CEO email address for General Motors | NYSE100 |
| General Motors | Attorney General Kilmartin and 11 Other States Settle Claims Against General Motors | $2,845,000 | Rhode Island Government | 23 Jun 2011 | CEO email address for General Motors | NYSE100 |
| Gilead Sciences | Gilead Agrees to Pay $97 Million to Resolve Allegations that it Paid Kickbacks through a Co-Pay Foundation | $97,000,000 | Massachusetts Attorney?s Office | 23 Sep 2020 | CEO email address for Gilead Sciences | NASDAQ100 |
| Gilead Sciences | Bristol-Myers wins $752 million in U.S. patent case against Gilead | $752,000,000 | Reuters | 13 Dec 2019 | CEO email address for Gilead Sciences | NASDAQ100 |
| GlaxoSmithKline | GlaxoSmithKline to Plead Guilty and Pay $3 Billion to Resolve Fraud Allegations and Failure to Report Safety Data | $3,000,000,000 | US Dept of Justice | 02 Jul 2012 | CEO email address for GlaxoSmithKline | FTSE100 |
| GlaxoSmithKline | Glaxo to pay $750 million for sale of bad products | $750,000,000 | New York Times (paywalled) | 26 Oct 2010 | CEO email address for GlaxoSmithKline | FTSE100 |
| GlaxoSmithKline | CMA fines pharma companies £45 million | £37,606,275 | Competitions and Markets Authority | 12 Feb 2016 | CEO email address for GlaxoSmithKline | FTSE100 |
| GlaxoSmithKline | China fines Glaxo £297 million for bribery, Mark Reilly sentenced | £297,000,000 | Daily Telegraph (paywalled) | 19 Sep 2014 | CEO email address for GlaxoSmithKline | FTSE100 |
| Goldman Sachs Group | Goldman Sachs subsidiary pleads to US charges in 1MDB probe | $2,900,000,000 | The Independent | 22 Oct 2020 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Goldman Sachs pays $3.9bn to settle 1MDB corruption scandal | $3,900,000,000 | Guardian | 24 Jul 2020 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | City watchdog fines Goldman Sachs ?34.4m for misreporting | $34,400,000 | Guardian | 28 Mar 2019 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Order of Assessment of a Civil Money Penalty Issued Upon Consent Pursuant to the Federal Deposit Insurance Act, as Amended | $14,000,000 | US Federal Reserve Board of Governors | 12 Jan 2018 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | DFS FINES GOLDMAN SACHS $54.75 MILLION FOR UNSAFE AND UNSOUND CONDUCT IN ITS FOREIGN EXCHANGE TRADING BUSINESS | $54,750,000 | New York Dept of Financial Service | 01 May 2018 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Goldman Sachs to pay $120 million over attempted ISDAFIX benchmark manipulation | $120,000,000 | Reuters | 21 Dec 2016 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Federal Reserve Board orders Goldman Sachs Group to pay $36.3 million civil money penalty and announces it is instituting enforcement proceedings against former Goldman Sachs managing director | $36,300,000 | US Federal Reserve Board of Governors | 03 Aug 2016 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Goldman Sachs Agrees to Pay More than $5 Billion in Connection with Its Sale of Residential Mortgage Backed Securities | $5,060,000,000 | US Dept of Justice | 11 Apr 2016 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Goldman Sachs to pay $15 million to settle SEC stock lending case | $15,000,000 | Reuters | 14 Jan 2016 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | NYDFS ANNOUNCES GOLDMAN SACHS TO PAY $50 MILLION | $50,000,000 | New York Dept of Financial Service | 28 Oct 2015 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | SEC Charges Goldman Sachs With Violating Market Access Rule | $7,000,000 | SEC | 30 Jun 2015 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Federal Reserve Board reaches agreements in principle with Goldman Sachs and Morgan Stanley to provide $557 million in payments and other mortgage assistance to borrowers | $330,000,000 | US Federal Reserve Board of Governors | 16 Jan 2013 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | SEC Charges Goldman Sachs and Former Vice President in Pay-to-Play Probe Involving Contributions to Former Massachusetts State Treasurer | $12,000,000 | SEC | 27 Sep 2012 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | SEC Charges Goldman, Sachs & Co. Lacked Adequate Policies and Procedures for Research "Huddles | $22,000,000 | SEC | 12 Apr 2012 | CEO email address for Goldman Sachs Group | NYSE100 |
| Goldman Sachs Group | Goldman Sachs to Pay Record $550 Million to Settle SEC Charges Related to Subprime Mortgage CDO | $550,000,000 | SEC | 15 Jul 2010 | CEO email address for Goldman Sachs Group | NYSE100 |
| Halliburton | Halliburton Paying $29.2 Million to Settle FCPA Violations | $29,200,000 | SEC | 27 Jul 2017 | CEO email address for Halliburton | NYSE100 |
| Halliburton | Halliburton to pay $18.3 million overtime wages: Labor Department | $18,300,000 | Reuters | 22 Sep 2015 | CEO email address for Halliburton | NYSE100 |
| Halliburton | Halliburton reaches $1.1bn settlement over Deepwater Horizon oil spill | $1,100,000,000 | Guardian | 02 Sep 2014 | CEO email address for Halliburton | NYSE100 |
| Halliburton | Halliburton pleads guilty to destroying oil spill evidence | $200,000 | BBC | 19 Sep 2013 | CEO email address for Halliburton | NYSE100 |
| Halliburton | Nigeria drops Dick Cheney bribery charges | $250,000,000 | BBC | 17 Dec 2010 | CEO email address for Halliburton | NYSE100 |
| Hartford Financial Services | Insurer Hartford to pay $650 mln for claims linked to Boy Scouts of America sex abuse cases | $650,000,000 | Reuters | 16 Apr 2021 | CEO email address for Hartford Financial Services | NYSE100 |
| Hartford Financial Services | DFS SUPERINTENDENT VULLO ANNOUNCES $5.78 MILLION IN RESTITUTION TO SENTINEL INSURANCE AND SELECTIVE INSURANCE NEW YORK POLICYHOLDERS | $1,816,596 | New York Dept of Financial Services | 16 Oct 2018 | CEO email address for Hartford Financial Services | NYSE100 |
| Hartford Financial Services | DEPARTMENT OF FINANCIAL SERVICES GETS HARTFORD LIFE TO PAY $24 MILLION TO 300,000 COVERED BY ACCIDENTAL DEATH AND DISMEMBERMENT INSURANCE POLICIES | $24,000,000 | New York Dept of Financial Services | 19 Apr 2012 | CEO email address for Hartford Financial Services | NYSE100 |
| Hartford Financial Services | Hartford Fin'l in $72.5 million class-action accord | $72,500,000 | Reuters | 11 Jun 2010 | CEO email address for Hartford Financial Services | NYSE100 |
| Hasbro Inc | Hasbro pays Mexico tax authorities $65 million in settlement after probe | $65,000,000 | Reuters | 04 Feb 2015 | CEO email address for Hasbro Inc | NASDAQ100 |
| Henry Schein, Inc. | Attorney General Paxton Reaches Agreement with Second Dental Supply Distributor over Anticompetitive Conduct | $300,000 | Texas Attorney General | 07 Sep 2017 | CEO email address for Henry Schein, Inc. | NASDAQ100 |
| Henry Schein, Inc. | Henry Schein Agreed to Pay $1.1 Million for Allegedly Violating the Civil Monetary Penalties Law by Providing Improper Remuneration to Customers in the Form of Points Redeemable for Products and Services | $1,140,260 | US Dept of Health and Human Services | 17 Oct 2013 | CEO email address for Henry Schein, Inc. | NASDAQ100 |
| Hologic, Inc. | Hologic settles patent infringement suits with J&J unit | $12,500,000 | Reuters | 19 Feb 2010 | CEO email address for Hologic, Inc. | NASDAQ100 |
| Home Depot Inc | Home Depot to pay $20.8M fine for lax contractor oversight | $20,800,000 | The Independent | 17 Dec 2020 | CEO email address for Home Depot Inc | NYSE100 |
| Home Depot Inc | Colorado to receive more than $200,000 in data breach settlement with The Home Depot | $17,500,000 | Colorado Attorney General | 24 Nov 2020 | CEO email address for Home Depot Inc | NYSE100 |
| Home Depot Inc | Attorney General Becerra: Home Depot Agrees to $27.84 Million Settlement for Violations of California?s Hazardous Waste Laws and Customer Privacy Requirements | $27,840,000 | California Attorney General | 08 Mar 2018 | CEO email address for Home Depot Inc | NYSE100 |
| Home Depot Inc | Cleaning Product Supplier to Pay Nearly $2 Million for Overbilling on Massport and Statewide Contracts | $2,000,000 | Massachusetts Attorney General | 10 Oct 2017 | CEO email address for Home Depot Inc | NYSE100 |
| Home Depot Inc | Home Depot Agrees to Pay $5.7 Million Civil Penalty, Maintain Compliance Program for Selling and Distributing Recalled Products | $5,700,000 | US Consumer Product Safety Commission | 30 Aug 2017 | CEO email address for Home Depot Inc | NYSE100 |
| Home Depot Inc | HD Supply Waterworks To Pay Nearly $5 Million To Resolve Grant Fraud Allegations | $4,945,000 | US Dept of Justice | 12 Aug 2015 | CEO email address for Home Depot Inc | NYSE100 |
| Homeserve | HomeServe fined £30 million for widespread failings | £30,647,400 | Financial Conduct Authority | 13 Feb 2014 | CEO email address for Homeserve | FTSE100 |
| Homeserve | HomeServe fined £750,000 for silent and abandoned calls | £750,000 | BBC | 19 Apr 2012 | CEO email address for Homeserve | FTSE100 |
| Honeywell International | Honeywell to Restore Onondaga Lake Natural Resources Under Proposed Agreement With The United States and The State of New York | $26,000,000 | US Dept of Justice | 20 Dec 2017 | CEO email address for Honeywell International | NYSE100 |
| Honeywell International | Honeywell Resins and Chemicals to Pay $3 Million Penalty, Upgrade Air Pollution Controls at Hopewell, Virginia, Plant | $69,000,000 | US Dept of Justice | 27 Mar 2013 | CEO email address for Honeywell International | NYSE100 |
| Honeywell International | Honeywell to Pay $4 Million to Settle Dispute Over Contract with City of Quincy | $4,000,000 | Massachusetts Attorney General | 15 Jan 2013 | CEO email address for Honeywell International | NYSE100 |
| Honeywell International | Honeywell Pleads Guilty in Illinois to Illegal Storage of Hazardous Waste | $11,800,000 | US Dept of Justice | 11 Mar 2011 | CEO email address for Honeywell International | NYSE100 |
| Honeywell International | RAE Systems Agrees to Pay $1.7 Million Criminal Penalty to Resolve Violations of the Foreign Corrupt Practices Act | $1,700,000 | US Dept of Justice | 10 Dec 2010 | CEO email address for Honeywell International | NYSE100 |
| Honeywell International | Settlement Reached at Allied Chemical and Ironton Coke Superfund Site in Ohio | $10,000,000 | US Dept of Justice | 31 Mar 2010 | CEO email address for Honeywell International | NYSE100 |
| HP Inc | HP is fined by SEC over manipulated sales of printing supplies | $6,000,000 | Reuters | 30 Sep 2020 | CEO email address for HP Inc | NYSE100 |
| HP Inc | HP to pay $100m to settle lawsuit with shareholders | $100,000,000 | BBC | 09 Jun 2015 | CEO email address for HP Inc | NYSE100 |
| HP Inc | HP pays $108 million to settle foreign bribery probes | $108,000,000 | Reuters | 09 Apr 2014 | CEO email address for HP Inc | NYSE100 |
| HSBC Holdings Plc | HSBC Agrees To Pay $765 Million In Connection With Its Sale Of Residential Mortgage-Backed Securities | $765,000,000 | US Dept of Justice | 09 Oct 2018 | CEO email address for HSBC Holdings Plc | FTSE100 |
| HSBC Holdings Plc | HSBC Holdings Plc Agrees to Pay More Than $100 Million to Resolve Fraud Charges | $101,500,000 | US Dept of Justice | 18 Jan 2018 | CEO email address for HSBC Holdings Plc | FTSE100 |
| HSBC Holdings Plc | Acting Manhattan U.S. Attorney Settles Civil Lawsuit Against HSBC Bank USA, N.A., Regarding Failure To Disclose Fraud Or Potential Fraud In Guaranteed Loans | $2,118,861.36 | US Dept of Justice | 14 Apr 2017 | CEO email address for HSBC Holdings Plc | FTSE100 |
| HSBC Holdings Plc | Justice Department Reaches $470 Million Joint State-Federal Settlement with HSBC to Address Mortgage Loan Origination, Servicing and Foreclosure Abuses | $470,000,000 | US Dept of Justice | 05 Feb 2016 | CEO email address for HSBC Holdings Plc | FTSE100 |
| HSBC Holdings Plc | HSBC Holdings Plc. and HSBC Bank USA N.A. Admit to Anti-Money Laundering and Sanctions Violations, Forfeit $1.256 Billion in Deferred Prosecution Agreement | $1,256,000,000 | US Dept of Justice | 11 Dec 2012 | CEO email address for HSBC Holdings Plc | FTSE100 |
| IBM | IBM 401(k) Lawsuit Settles for $4.75 Million After SCOTUS Trip | $4,750,000 | Bloomberg | 05 Apr 2021 | CEO email address for IBM | NYSE100 |
| IBM | IBM will pay $24.25 million to resolve FCC probes | ?24,250,000 | Reuters | 23 Dec 2020 | CEO email address for IBM | NYSE100 |
| IBM | IBM Agrees To Pay $14.8 Million To Settle Federal False Claims Act Allegations Relating To Maryland Health Benefit Exchange | $14,800,000 | US Dept of Justice | 04 Jun 2019 | CEO email address for IBM | NYSE100 |
| IBM | IBM TO PAY $10 MILLION IN SETTLED FCPA ENFORCEMENT ACTION | $10,000,000 | SEC | 30 Nov -0001 | CEO email address for IBM | NYSE100 |
| IDEXX Laboratories, Inc. | CONCILIATION AGREEMENT BETWEEN THE U.S. DEPARTMENT OF LABOR OFFICE OF FEDERAL CONTRACT COMPLIANCE PROGRAMS AND IDEXX LABORATORIES, INC. | $200,000 | US Dept of Labor | 27 Jan 2020 | CEO email address for IDEXX Laboratories, Inc. | NASDAQ100 |
| Incyte Corporation | Incyte to pay $12.6 million to resolve drug charity kickback claims | $12,600,000 | Reuters | 04 May 2021 | CEO email address for Incyte Corporation | NASDAQ100 |
| Intel Corporation | U.S. DEPARTMENT OF LABOR REACHES $5 MILLION SETTLEMENT WITH INTEL CORP. TO RESOLVE PAY DISCRIMINATION ALLEGATIONS | $5,000,000 | US Dept of Labor | 15 Oct 2019 | CEO email address for Intel Corporation | NASDAQ100 |
| Intel Corporation | EARLY RESOLUTION CONCILIATION AGREEMENT Between THE U.S. DEPARTMENT OF LAROUR OFFICE OF FEDERAL CONTRACT COMPLIANCE PROGRAMS And INTEL CORPORATION | $3,500,000 | US Dept of Labor | 30 Sep 2019 | CEO email address for Intel Corporation | NASDAQ100 |
| Intel Corporation | U.S. judge approves $415 mln settlement in tech worker lawsuit | ?103,750,000 | Reuters | 03 Sep 2015 | CEO email address for Intel Corporation | NASDAQ100 |
| Intel Corporation | Intel subsidiary to pay fine for unauthorized exports, U.S. says | $750,000 | Reuters | 08 Oct 2014 | CEO email address for Intel Corporation | NASDAQ100 |
| International Airlines Group | The Information Commissioner£s Office (ICO) has fined British Airways (BA) £20m for failing to protect the personal and financial details of more than 400,000 of its customers | £20,000,000 | ICO | 16 Oct 2020 | CEO email address for International Airlines Group | FTSE100 |
| Intuit Inc (TurboTax, Turbo Tax, Quickbooks, Quick Books) | Intuit to Pay $3M to Settle False TurboTax Filing Claims | $3,000,000 | Bloomberg (paywalled) | 16 May 2019 | CEO email address for Intuit Inc (TurboTax, Turbo Tax, Quickbooks, Quick Books) | NASDAQ100 |
| Intuit Inc (TurboTax, Turbo Tax, Quickbooks, Quick Books) | Apple, Google lose bid to avoid trial on tech worker lawsuit | $11,000,000 | Reuters | 29 Mar 2014 | CEO email address for Intuit Inc (TurboTax, Turbo Tax, Quickbooks, Quick Books) | NASDAQ100 |
| Intuitive Surgical, Inc. | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Intuitive Surgical, Inc. | $11,700,000 | SEC | 31 Dec 2017 | CEO email address for Intuitive Surgical, Inc. | NASDAQ100 |
| J.B. Hunt Transport Services, Inc. | CLASS ACTION SETTLEMENT AND RELEASE - CASE NO. 2:07-cv-08336-RGK | $15,000,000 | US District Court California Central | 01 Oct 2018 | CEO email address for J.B. Hunt Transport Services, Inc. | NASDAQ100 |
| Johnson & Johnson | J&J settles West Virginia mesh, hip-implant claims for $3.9 million | $3,900,000 | Reuters | 04 May 2020 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | ATTORNEY GENERAL RAOUL ANNOUNCES $242 MILLION SETTLEMENT TO BENEFIT STATE OF ILLINOIS | $49,505,368 | Illinois Attorney General | 28 Oct 2019 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Johnson & Johnson to Pay $117 Million Over Surgical Device Marketing | $116,900,000 | Wall Street Journal (paywalled) | 17 Oct 2019 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Johnson & Johnson to pay $572m for fueling Oklahoma opioid crisis, judge rules | $572,000,000 | Guardian | 26 Aug 2019 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | JOHNSON & JOHNSON WILL PAY $9.9 MILLION FOR FAILING TO DISCLOSE THE RISK OF ITS SURGICAL MESH DEVICES | $9,900,000 | Washington Attorney General | 22 Apr 2019 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Attorney General Becerra Announces $120 Million Settlement against Johnson & Johnson for Deceptive Marketing of Hip Replacement Products | $120,000,000 | California Attorney General | 21 Jan 2019 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Drug Maker Actelion Agrees to Pay $360 Million to Resolve False Claims Act Liability for Paying Kickbacks | $360,000,000 | US Dept of Justice | 06 Dec 2018 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | J&J settles drug manufacturing probe by U.S. states for $33 million | $33,000,000 | Reuters | 24 May 2017 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Johnson & Johnson Subsidiary Acclarent Inc. Pays Government $18 Million to Settle False Claims Act Allegations | $18,000,000 | US Dept of Justice | 22 Jul 2016 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Oregon Settles with Artificial Hip Manufacturer DePuy for $4 Million | $4,000,000 | Oregon Dept of Justice | 02 Jul 2014 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Attorney General Fox Announces $5.9 Million Pharmaceutical Settlement | $5,900,000 | Montana Dept of Justice | 06 Mar 2014 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Johnson & Johnson to Pay More Than $2.2 Billion to Resolve Criminal and Civil Investigations | $2,205,000,000 | US Dept of Justice | 04 Nov 2013 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | J.&J. Loses First Case Over Faulty Hip Implant | $8,300,000 | New York Times | 08 Mar 2013 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Janssen Pharmaceuticals Pleads Guilty And Is Sentenced For Misbranding | $410,000,000 | US Dept of Justice | 03 Jan 2013 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | A.G. Schneiderman Settles $181 Million Deceptive Marketing Case With Janssen Pharmaceuticals And Johnson & Johnson | $181,000,000 | New York Attorney General | 30 Aug 2012 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Attorney General Conway Announces $7 Million Settlement with Johnson & Johnson | $7,000,000 | Kentucky Attorney General | 13 Jun 2012 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | J&J?s $158 Million Settlement With Texas Approved by Court | $158,000,000 | Bloomberg (paywalled) | 27 Mar 2012 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Johnson & Johnson Subsidiary Scios Pleads Guilty to Misbranding Heart Failure Drug Natrecor | $85,000,000 | US Dept of Justice | 05 Oct 2011 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | JOHNSON & JOHNSON TO PAY MORE THAN $70 MILLION IN SETTLED FCPA ENFORCEMENT ACTION | $70,000,000 | SEC | 08 Apr 2011 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | HAWAI`I REACHES $82 MILLION SETTLEMENT WITH PHARMACEUTICAL COMPANIES | $5,200,000 | Hawaii Attorney General | 06 Oct 2010 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | ORTHO-McNEIL PHARMACEUTICAL, LLC PLEADS GUILTY TO ILLEGAL PROMOTION OF TOPAMAX AND IS SENTENCED TO CRIMINAL FINE OF $6.14 MILLION | $6,140,000 | US Attorney?s Office of Massachusetts | 21 May 2010 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson & Johnson | Two Johnson & Johnson Subsidiaries to Pay Over $81 Million to Resolve Allegations of Off-Label Promotion of Topamax | $81,000,000 | US Dept of Justice | 29 Apr 2010 | CEO email address for Johnson & Johnson | NYSE100 |
| Johnson Matthey Plc | Breach details - Case No. 4291396 Details for breach 01 | £15,000 | HSE | 30 Nov 2012 | CEO email address for Johnson Matthey Plc | FTSE100 |
| Johnson Matthey Plc | Breach details - Case No. 4291396 Details for breach 02 | £5,000 | HSE | 30 Nov 2012 | CEO email address for Johnson Matthey Plc | FTSE100 |
| JPMorgan Chase & Co. | JPMorgan Chase to pay $250 million for failings in asset, wealth business | $250,000,000 | Reuters | 24 Nov 2020 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| JPMorgan Chase & Co. | JPMorgan set to pay nearly $1 billion in spoofing penalty: source | $1,000,000,000 | Reuters | 23 Sep 2020 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| JPMorgan Chase & Co. | JPMorgan Chase Paying $264 Million to Settle FCPA Charges | $264,000,000 | SEC | 17 Nov 2016 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| JPMorgan Chase & Co. | CFPB, 47 States and D.C. Take Action Against JPMorgan Chase for Selling Bad Credit Card Debt and Robo-Signing Court Documents | $216,000,000 | Consumer Financial Protection Bureau | 08 Jul 2015 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| JPMorgan Chase & Co. | JPMorgan Admits Violation of the Bank Secrecy Act for Failed Madoff Oversight; Fined $461 Million by FinCEN | $461,000,000 | Financial Crimes Enforcement Network | 07 Jan 2014 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| JPMorgan Chase & Co. | Record $13 Billion Global Settlement Reached With JPMorgan Over Misleading Investors | $13,000,000,000 | US Dept of Justice | 09 Nov 2013 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| JPMorgan Chase & Co. | JP Morgan to pay $410m in penalties for manipulating electricity prices | $410,000,000 | Guardian | 30 Jul 2013 | CEO email address for JPMorgan Chase & Co. | NYSE100 |
| Keurig Dr Pepper | Keurig Green Mountain Agrees to Pay $5.8 Million Civil Penalty, Improve Internal Compliance for Failure to Report Defective Coffee Brewers | $5,800,000 | US Consumer Product Safety Commission | 21 Feb 2017 | CEO email address for Keurig Dr Pepper | NASDAQ100 |
| Kraft Heinz Company | Kraft, Mondelez to pay $16 million in wheat price manipulation case | $8,000,000 | Reuters | 15 Aug 2019 | CEO email address for Kraft Heinz Company | NASDAQ100 |
| Las Vegas Sands | Las Vegas Sands pays $7 million to end U.S. criminal bribery case | $7,000,000 | Reuters | 20 Jan 2017 | CEO email address for Las Vegas Sands | NYSE100 |
| Las Vegas Sands | Las Vegas Sands pays $9 million to end SEC probe into China, Macau | $9,000,000 | Reuters | 07 Apr 2016 | CEO email address for Las Vegas Sands | NYSE100 |
| Las Vegas Sands | Operator Of Venetian Resort In Las Vegas Agrees To Return Over $47 Million After Receiving Money Under Suspicious Circumstances | $47,400,300 | California Attorney?s Office | 27 Aug 2013 | CEO email address for Las Vegas Sands | NYSE100 |
| Liberty Global plc | FCC Plans $29.6 Million Fine for Slamming, Cramming, and Obstruction | $29,600,000 | Federal Communications Commission | 12 Feb 2016 | CEO email address for Liberty Global plc | NASDAQ100 |
| Lloyds Banking Group | Probe Circles Globe to Find Dirty Money | $350,000,000 | Wall Street Journal | 03 Sep 2010 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lloyds Banking Group | FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings | £28,038,800 | FCA | 11 Dec 2013 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lloyds Banking Group | FINAL NOTICE - the FSA hereby imposes on LBG a financial penalty of £4,315,000 | £4,315,000 | FCA | 15 Feb 2013 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lloyds Banking Group | Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings | £105,000,000 | FCA | 28 Jul 2014 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lloyds Banking Group | FINAL NOTICE - the Authority hereby imposes on Lloyds Bank plc, Bank of Scotland plc and Black Horse Limited (together Lloyds Banking Group £LBG£) a financial penalty of £117,430,600 | £117,430,600 | FCA | 04 Jun 2015 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lloyds Banking Group | FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading | £45,500,000 | FCA | 21 Jun 2019 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lloyds Banking Group | Lloyds fined £64m for failing struggling mortgage customers | £64,000,000 | BBC | 11 Jun 2020 | CEO email address for Lloyds Banking Group | FTSE100 |
| Lockheed Martin | Lockheed Martin Agrees To Pay $4.4 Million To Resolve Claims It Provided Faulty Equipment To The Coast Guard | $4,400,000 | California Attorney?s Office | 19 Jan 2018 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Lockheed Martin Agrees to Pay $5 Million to Settle Alleged Violations of the False Claims Act and the Resource Conservation and Recovery Act | $5,000,000 | US Dept of Justice | 29 Feb 2016 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Sandia Corporation Agrees to Pay $4.7 Million to Resolve Allegations Related to Lobbying Activities | $4,790,042 | US Dept of Justice | 21 Aug 2015 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Lockheed Martin Agrees To Pay $2 Million To Settle Allegations That It Overbilled The Government | $2,000,000 | US Attorney Georgia | 27 Mar 2015 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Lockheed to Pay $62 Million to End Worker Pension Lawsuit | $62,000,000 | Bloomberg | 20 Feb 2015 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Defense Contractor Agrees to Pay $27.5 Million to Settle Overbilling Allegations | $27,500,000 | US Dept of Justice | 19 Dec 2014 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Sikorsky Aircraft Corporation To Pay $3.5 Million To Settle Allegations Under The False Claims Act | $3,500,000 | Attorney?s Office Connecticut | 31 Mar 2014 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Lockheed to settle securities fraud suit for $19.5 million | $19,500,000 | Reuters | 20 Feb 2013 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Lockheed Martin to pay back government for subcontractor scheme | $15,800,000 | Washington Times | 23 Mar 2012 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | Lockheed Martin to Pay $2 Million to Resolve Allegations Resulting from Fraudulent Submission of Government Contract | $2,000,000 | US Dept of Justice | 24 Jan 2011 | CEO email address for Lockheed Martin | NYSE100 |
| Lockheed Martin | LOCKHEED MARTIN CORPORATION REACHES $10.28 MILLION SETTLEMENT WITH U.S. TO RESOLVE FALSE CLAIMS ACT ALLEGATIONS | $10,280,000 | US Attorney Georgia | 17 Dec 2010 | CEO email address for Lockheed Martin | NYSE100 |
| Lowe's Companies Inc | A.G. Schneiderman Announces Settlement With Home Depot And Lowe?s Over Alleged Widespread Violations Of State Law Protecting New York Waters | $52,000 | New York Attorney General | 18 May 2016 | CEO email address for Lowe's Companies Inc | NYSE100 |
| Lowe's Companies Inc | Lowe's $10M Settlement Provides 3 Lessons For Firms Working With Independent Contractors | $10,000,000 | Forbes | 20 Jan 2015 | CEO email address for Lowe's Companies Inc | NYSE100 |
| Lowe's Companies Inc | Lowe's to pay $500,000 in EPA lead paint settlement | $500,000 | Reuters | 17 Apr 2014 | CEO email address for Lowe's Companies Inc | NYSE100 |
| Lululemon Athletica | Lululemon pays infringement notices | $32,400 | Australian Competition and Consumer Commission | 25 Jul 2017 | CEO email address for Lululemon Athletica | NASDAQ100 |
| Marathon Oil | Dominion & Marathon Oil to Pay $6.9 Million to Resolve Allegations of Royalty Underpayments from American Indian and Federal Lands | $4,697,476 | US Dept of Justice | 20 Aug 2010 | CEO email address for Marathon Oil | NYSE100 |
| Marriott International | Marriott Hit With ?18.4 Million GDPR Fine Over Massive 2018 Data Breach | ?18,400,000 | Forbes | 30 Oct 2020 | CEO email address for Marriott International | NASDAQ100 |
| Marriott International | In the Matter of Marriott International, Inc. | $504,000 | Federal Communications Commission | 28 Aug 2018 | CEO email address for Marriott International | NASDAQ100 |
| Marriott International | Marriott to Pay $600K to Resolve WiFi-Blocking Investigation | $600,000 | Federal Communications Commission | 03 Oct 2014 | CEO email address for Marriott International | NASDAQ100 |
| Marvell Technology Group | SEC Charges Silicon Valley-Based Issuer With Misleading Disclosure Violations | $5,500,000 | SEC | 16 Sep 2019 | CEO email address for Marvell Technology Group | NASDAQ100 |
| Mastercard | AG Balderas Announces Settlement with Visa & MasterCard Over Excessive Credit & Debit Card Fee | $1,135,000 | New Mexico Attorney General | 18 Apr 2018 | CEO email address for Mastercard | NYSE100 |
| Mastercard | CFPB Orders Mastercard and UniRush to Pay $13 Million for RushCard Breakdowns That Cut Off Consumers' Access to Funds | $13,000,000 | Consumer Financial Protection Bureau | 01 Feb 2017 | CEO email address for Mastercard | NYSE100 |
| Maxim Integrated Products, Inc. | Notice of Civil Penalty Assessment | $9,700 | Oregon Dept of Environmental Quality | 04 Nov 2013 | CEO email address for Maxim Integrated Products, Inc. | NASDAQ100 |
| McDonalds | McDonald's to pay $26 million to settle California wage lawsuit | $26,000,000 | Reuters | 25 Nov 2019 | CEO email address for McDonalds | NYSE100 |
| McDonalds | McDonald's to pay $3.75 million in first settlement with franchise workers | $3,750,000 | Reuters | 31 Oct 2016 | CEO email address for McDonalds | NYSE100 |
| Medtronic | Medtronic to Pay Over $9.2 Million To Settle Allegations of Improper Payments to South Dakota Neurosurgeon | $9,210,000 | US Dept of Justice | 29 Oct 2020 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Covidien To Pay Over $17 Million To The United States For Allegedly Providing Illegal Remuneration In The Form Of Practice And Market Development Support To Physicians | $17,477,947 | California Attorney?s Office | 11 Mar 2019 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Medtronic to pay $51 million to resolve U.S. medical device probes | $51,000,000 | Reuters | 04 Dec 2018 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Attorney General Rosenblum Announces $12 Million Settlement with Medtronic; Oregon to Receive $2.4 Million | $12,000,000 | Oregon Dept of Justice | 13 Dec 2017 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Medtronic to Pay $4.41 Million to Resolve Allegations that it Unlawfully Sold Medical Devices Manufactured Overseas | $4,410,000 | US Dept of Justice | 02 Apr 2015 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Medtronic to pay $2.8 million to resolve false claims: U.S. Justice Department | $2,800,000 | Reuters | 06 Feb 2015 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Minnesota-Based Medtronic Inc. to Pay $9.9 Million to Resolve Claims That Company Paid Kickbacks to Physicians | $9,900,000 | US Dept of Health and Human Services | 28 May 2014 | CEO email address for Medtronic | NYSE100 |
| Medtronic | Minnesota-Based Medtronic Inc. Pays U.S. $23.5 Million to Settle Claims That Company Paid Kickbacks to Physicians | $23,500,000 | Federal Bureau of Investigation | 12 Dec 2011 | CEO email address for Medtronic | NYSE100 |
| Merck & Co Inc | Merck ordered to pay $321 million in criminal Vioxx probe | $321,000,000 | Reuters | 19 Apr 2012 | CEO email address for Merck & Co Inc | NYSE100 |
| Merck & Co Inc | Merck to pay $950 million to settle U.S. Vioxx charge | $950,000,000 | Reuters | 22 Nov 2011 | CEO email address for Merck & Co Inc | NYSE100 |
| Merck & Co Inc | HAWAI`I REACHES $82 MILLION SETTLEMENT WITH PHARMACEUTICAL COMPANIES | $28,000,000 | Hawaii Attorney General | 06 Oct 2010 | CEO email address for Merck & Co Inc | NYSE100 |
| MetLife | MetLife to pay $84 mln in 'Death Master File' settlement with shareholders | $84,000,000 | Reuters | 10 Jun 2020 | CEO email address for MetLife | NYSE100 |
| MetLife | MetLife Fined $10 Million Over How It Decided Clients Were Dead | $10,000,000 | Bloomberg (paywalled) | 18 Dec 2019 | CEO email address for MetLife | NYSE100 |
| MetLife | DFS SUPERINTENDENT VULLO ANNOUNCES THAT METLIFE WILL PAY A $19.75 MILLION FINE AND PROVIDE $189 MILLION IN RESTITUTION TO POLICYHOLDERS FOR FAILURES RELATED TO PENSION BENEFIT TRANSFERS | $208,750,000 | New York Dept of Financial Services | 28 Jan 2019 | CEO email address for MetLife | NYSE100 |
| MetLife | MetLife to pay $25 million for annuity sales violations: FINRA | $25,000,000 | Reuters | 03 May 2016 | CEO email address for MetLife | NYSE100 |
| MetLife | MetLife Home Loans LLC, Successor to MetLife Bank N.A., to Pay $123.5 Million to Resolve Alleged Federal Housing Administration Mortgage Lending Violations | $123,500,000 | US Dept of Justice | 25 Feb 2015 | CEO email address for MetLife | NYSE100 |
| MetLife | MetLife Settles After Fax Meets Friction | $23,000,000 | Wall Street Journal (paywalled) | 07 Aug 2014 | CEO email address for MetLife | NYSE100 |
| MetLife | NYDFS ANNOUNCES METLIFE TO PAY $60 MILLION FOR INSURANCE LAW AND OTHER VIOLATIONS BY ITS SUBSIDIARIES ALICO AND DELAM | $60,000,000 | New York Dept of Financial Services | 31 Mar 2014 | CEO email address for MetLife | NYSE100 |
| MetLife | AMENDMENT TO APRIL 13, 2011 CONSENT ORDER | $78,536,455 | US Dept of the Treasury | 07 Jan 2013 | CEO email address for MetLife | NYSE100 |
| MetLife | Federal Reserve Board announces issuance of monetary sanctions against MetLife | $3,200,000 | Federal Reserve Board of Governors | 06 Aug 2012 | CEO email address for MetLife | NYSE100 |
| MetLife | MetLife Settles Cases on Benefits | $40,000,000 | New York Times | 23 Apr 2012 | CEO email address for MetLife | NYSE100 |
| MetLife | METLIFE ENTERS AGREEMENT TO RESOLVE INVESTIGATION AND PAY $13,500,000 IN CONNECTION WITH IMPROPER PAYMENTS MADE TO SAN DIEGO INSURANCE BROKER | $13,500,000 | California Dept of Justice | 15 Apr 2010 | CEO email address for MetLife | NYSE100 |
| MetLife | Attorney General Martha Coakley Recovers Additional $9 Million in Insurance Premium Overcharges for Massachusetts Motorcycle Riders | $3,500,000 | Attorney General of Massachusetts | 02 Mar 2010 | CEO email address for MetLife | NYSE100 |
| Microchip Technology Incorporated | SEC CHARGES VITESSE SEMICONDUCTOR CORPORATION AND FOUR FORMER VITESSE EXECUTIVES IN REVENUE RECOGNITION AND OPTIONS BACKDATING SCHEMES | $3,000,000 | SEC | 10 Dec 2010 | CEO email address for Microchip Technology Incorporated | NASDAQ100 |
| Micron Technology, Inc. | Brown Announces $173 Million Anti-Trust Settlement with Computer Chip Makers | $71,034,932 | California Attorney General | 24 Jun 2010 | CEO email address for Micron Technology, Inc. | NASDAQ100 |
| Microsoft | EARLY RESOLUTION CONCILIATION AGREEMENT Between THE U.S. DEPARTMENT OF LABOR OFFICE OF FEDERAL CONTRACT COMPLIANCE PROGRAMS And MICROSOFT CORPORATION | $3,000,000 | US Dept of Labor | 04 Sep 2020 | CEO email address for Microsoft | NASDAQ100 |
| Microsoft | Microsoft to pay criminal fine to settle U.S. anti-bribery charges | $25,300,000 | Reuters | 22 Jul 2019 | CEO email address for Microsoft | NASDAQ100 |
| Microsoft | LINKEDIN PAYS NEARLY $6M IN UNPAID OVERTIME WAGES AND DAMAGES TO 359 EMPLOYEES FOLLOWING US LABOR DEPARTMENT INVESTIGATION | $5,855,841 | US Dept of Labor | 04 Aug 2014 | CEO email address for Microsoft | NASDAQ100 |
| Microsoft | EU Fines Microsoft $732 Million | $732,000,000 | Wall Street Journal | 06 Mar 2013 | CEO email address for Microsoft | NASDAQ100 |
| Microsoft | Oakland secures more than $200K in Microsoft anti-trust settlement | $70,000,000 | Oakland City Attorney | 10 Apr 2012 | CEO email address for Microsoft | NASDAQ100 |
| Mondelez International Inc (Kraft Foods, Nabisco, Oreo) | CFTC says Kraft, Mondelez to pay $16 million in wheat price manipulation case | $8,000,000 | Reuters | 15 Aug 2019 | CEO email address for Mondelez International Inc (Kraft Foods, Nabisco, Oreo) | NASDAQ100 |
| Mondelez International Inc (Kraft Foods, Nabisco, Oreo) | Mondelez in $13 million SEC settlement tied to India payments | $13,000,000 | Reuters | 09 Jan 2017 | CEO email address for Mondelez International Inc (Kraft Foods, Nabisco, Oreo) | NASDAQ100 |
| Morgan Stanley | Morgan Stanley to pay $60 million penalty for insufficient oversight of data centers | $60,000,000 | Reuters | 08 Oct 2020 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley pays $5 million fine to settle SEC charges it misled investing clients | $5,000,000 | Reuters | 12 May 2020 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Attorney General Becerra Announces $150 Million Settlement Against Morgan Stanley for Misleading California?s Teachers and Workers with Pensions | $150,000,000 | California Attorney General | 25 Apr 2019 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley unit to pay $10 million fine for anti-money laundering violations | $10,000,000 | Reuters | 26 Dec 2018 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | SEC Charges Morgan Stanley in Connection With Failure to Detect or Prevent Misappropriation of Client Funds | $3,600,000 | SEC | 29 Jun 2018 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Order of Assessment of a Civil Money Penalty - Docket No. 17-048-CMP-HC | $8,000,000 | Federal Reserve Board of Governors | 12 Jan 2018 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley Settles Charges Related to ETF Investments | $8,000,000 | SEC | 14 Feb 2017 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley Paying $13 Million Penalty for Overbilling Clients and Violating Custody Rule | $13,000,000 | SEC | 13 Jan 2017 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | SEC: Morgan Stanley Failed to Safeguard Customer Data | $1,000,000 | SEC | 08 Jun 2016 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley Agrees to Pay $2.6 Billion Penalty in Connection with Its Sale of Residential Mortgage Backed Securities | $2,600,000,000 | US Dept of Justice | 11 Feb 2016 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | A.G. Schneiderman-Led State & Federal Working Group Announces $3.2 Billion Settlement With Morgan Stanley - Settlement Includes $550 Million For New York | $550,000,000 | New York Attorney General | 11 Feb 2016 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley in $225 million deal with U.S. regulator over mortgage bonds | $225,000,000 | Reuters | 10 Dec 2015 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley Settles Charges in 'Parking' Scheme | $8,800,000 | SEC | 22 Dec 2015 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | SEC Penalizes Morgan Stanley for Violating Market Access Rule | $4,000,000 | SEC | 10 Dec 2014 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley to pay $275 million penalty for misleading RMBS investors | $275,000,000 | Reuters | 24 Jul 2014 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley Consent Order 2014 - DOCKET NO. CO-14-8023-S | $5,000,000 | Connecticut Dept of Banking | 09 Jun 2014 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | FHFA Announces $1.25 Billion Settlement With Morgan Stanley | $1,250,000,000 | Federal Housing Finance Agency | 07 Feb 2014 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Banks in Foreclosure Deal - Goldman, Morgan Stanley Reach $560 Million Settlement With Federal Reserve | $227,000,000 | Wall Street Journal (paywalled) | 16 Jan 2013 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley to pay $5 million to settle CFTC case | $5,000,000 | Reuters | 05 Jun 2012 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Justice Department Requires Morgan Stanley to Disgorge $4.8 Million in Profits from Anticompetitive Agreement | $4,800,000 | US Dept of Justice | 30 Sep 2011 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley to Pay $102 Million for Role in Massachusetts Subprime Mortgage Meltdown Under Settlement with AG Coakley?s Office | $102,000,000 | Massachusetts Attorney General | 24 Jun 2010 | CEO email address for Morgan Stanley | NYSE100 |
| Morgan Stanley | Morgan Stanley Capital Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude Oil Trade | $14,000,000 | Commodity Futures Trading Commission | 29 Apr 2010 | CEO email address for Morgan Stanley | NYSE100 |
| Morrisons | Morrisons fined £55,000 over mouldy pies at Fleet store | £55,000 | BBC | 01 Jun 2017 | CEO email address for Morrisons | FTSE100 |
| Morrisons | Morrisons supermarket chain fined for flouting customers£ marketing wishes | £10,500 | ICO | 16 Jun 2017 | CEO email address for Morrisons | FTSE100 |
| Mylan Inc. (Viatris) | Mylan to pay $30 million U.S. SEC fine related to EpiPen overcharge probe | $30,000,000 | Reuters | 27 Sep 2019 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | Mylan Agrees to Pay $465 Million to Resolve False Claims Act Liability for Underpaying EpiPen Rebates | $465,000,000 | US Dept of Justice | 17 Aug 2017 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | Drug Company Pharmacia Pays $29 Million Toward Judgment | $29,453,247 | Wisconsin Attorney General | 04 Sep 2013 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | Attorney General Conway Announces $6.5 Million Settlement with Generic Drug Manufacturer Mylan | $6,500,000 | Kentucky Attorney General | 20 May 2011 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | A.G. Schneiderman Recovers $2.5 Million For Taxpayers From Pharmaceutical Company That Inflated Drug Prices | $2,500,000 | New York Attorney General | 18 Feb 2011 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | Pharmaceutical Manufacturer to Pay $280 Million to Settle False Claims Act Case | $280,000,000 | US Dept of Justice | 20 Dec 2010 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | Attorney General Conway Announces $3.5 Million Settlement with Asthma Drug Manufacturer Dey, Inc | $3,500,000 | Kentucky Attorney General | 29 Nov 2010 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| Mylan Inc. (Viatris) | Attorney General Martha Coakley?s Office Announces $2.6 Million Settlement with Drug Manufacturer in False Claims Act Case | $2,600,000 | Massachusetts Attorney General | 08 Nov 2010 | CEO email address for Mylan Inc. (Viatris) | NASDAQ100 |
| National Grid Plc | Ofgem announces fines for National Grid Gas and Northern Gas Networks for failing to attend gas escapes on time - press notice | £4,300,000 | Ofgem | 21 Dec 2011 | CEO email address for National Grid Plc | FTSE100 |
| NatWest Group | FINAL NOTICE - the Authority hereby imposes on RBS a financial penalty of £5,620,300 | £5,620,300 | FCA | 16 Jul 2013 | CEO email address for NatWest Group | FTSE100 |
| Netflix Inc (Netflixs, Netflicks, Net flix) | Judge approves Netflix privacy settlement | $9,000,000 | Reuters | 06 Jul 2012 | CEO email address for Netflix Inc (Netflixs, Netflicks, Net flix) | NASDAQ100 |
| Nike | Nike factory to pay $1m to Indonesian workers for overtime | $1,000,000 | Guardian | 12 Jan 2012 | CEO email address for Nike | NYSE100 |
| NOV Inc (National Oilwell Varco Inc) | Settlement Order in respect of National Oilwell Varco Inc. in the matter of GMM Pfaudler Ltd. | Rs. 6,80,000 | Securities and Exchange Board of India | 22 Feb 2019 | CEO email address for NOV Inc (National Oilwell Varco Inc) | NYSE100 |
| NOV Inc (National Oilwell Varco Inc) | National Oilwell Varco, Inc. Settles Potential Civil Liability for Apparent Violations of the Cuban Assets Control Regulations, the Iranian Transactions and Sanctions Regulations, and the Sudanese Sanctions Regulations | $25,000,000 | US Treasury | 14 Nov 2016 | CEO email address for NOV Inc (National Oilwell Varco Inc) | NYSE100 |
| NOV Inc (National Oilwell Varco Inc) | National Oilwell unit pays $1 mln, pleads guilty to export violations | $1,000,000 | Reuters | 02 Oct 2014 | CEO email address for NOV Inc (National Oilwell Varco Inc) | NYSE100 |
| O'Reilly Automotive, Inc. (O'Reilly Auto Parts) | O?Reilly Auto Parts to Pay $9.86 Million Settlement in Hazardous Waste Disposal Case | $9,870,000 | Alameda County District Attorney | 01 Dec 2016 | CEO email address for O'Reilly Automotive, Inc. (O'Reilly Auto Parts) | NASDAQ100 |
| O'Reilly Automotive, Inc. (O'Reilly Auto Parts) | O'Reilly Auto Parts Settles Overcharging Accusations For $1.5 Million | $1,550,000 | Santa Clara District Attorney | 09 Jul 2014 | CEO email address for O'Reilly Automotive, Inc. (O'Reilly Auto Parts) | NASDAQ100 |
| O'Reilly Automotive, Inc. (O'Reilly Auto Parts) | CSK Auto Corporation Agrees to Pay $20.9 Million to Resolve Violations of Securities Laws Related to Scheme to Manipulate Corporate Earnings | $20,900,000 | US Dept of Justice | 09 Sep 2011 | CEO email address for O'Reilly Automotive, Inc. (O'Reilly Auto Parts) | NASDAQ100 |
| Occidental Petroleum | COGCC 2nd Quarter HB 2020 14-1356 Report | $18,250.000 | Colorado Oil and Gas Conservation Commission | 13 Apr 2020 | CEO email address for Occidental Petroleum | NYSE100 |
| Occidental Petroleum | Historic $5.15 Billion Environmental and Tort Settlement with Anadarko Petroleum Corp. Goes into Effect | $5,500,000,000 | US Dept of Justice | 23 Jan 2015 | CEO email address for Occidental Petroleum | NYSE100 |
| Occidental Petroleum | Occidental in $190 million settlement to clean up New Jersey river | $190,000,000 | Reuters | 16 Sep 2014 | CEO email address for Occidental Petroleum | NYSE100 |
| Occidental Petroleum | Anadarko, Kerr-McGee Agree to Settle U.S. Claims | $17,000,000 | Wall Street Journal | 20 Jun 2011 | CEO email address for Occidental Petroleum | NYSE100 |
| Occidental Petroleum | Occidental Oil Companies to Pay $2.05 Million to Resolve Allegations of Royalty Underpayments from Federal Land | $2,050,000 | US Dept of Justice | 22 Mar 2011 | CEO email address for Occidental Petroleum | NYSE100 |
| PACCAR Inc. | PACCAR Inc Settles Potential Civil Liability for Apparent Violations of the Iranian Transactions and Sanctions Regulations | $1,709,325 | US Dept of the Treasury | 06 Aug 2019 | CEO email address for PACCAR Inc. | NASDAQ100 |
| Paypal | CFPB Takes Action Against PayPal for Illegally Signing Up Consumers for Unwanted Online Credit | $25,000,000 | Consumer Financial Protection Bureau | 19 May 2015 | CEO email address for Paypal | NASDAQ100 |
| Paypal | PayPal to pay $7.7 million in U.S. Treasury sanctions case | $7,700,000 | Reuters | 25 Mar 2015 | CEO email address for Paypal | NASDAQ100 |
| Pearson Plc | Pearson: notice of monetary penalty: November 2016 | £85,000 | Ofqual | 11 Nov 2016 | CEO email address for Pearson Plc | FTSE100 |
| Pennon Group Plc | South West Water to pay charity £350,000 after polluting stream | £350,000 | Environment Agency | 13 Aug 2019 | CEO email address for Pennon Group Plc | FTSE100 |
| Pennon Group Plc | South West Water fined after repeat sewage spill at Devon beach | £60,000 | Environment Agency | 28 May 2019 | CEO email address for Pennon Group Plc | FTSE100 |
| Pennon Group Plc | South West Water fined for polluting Salcombe and Dartmouth | £71,800 | Environment Agency | 14 May 2018 | CEO email address for Pennon Group Plc | FTSE100 |
| Pennon Group Plc | South West Water fined for sewage pollution near shellfish beds | £205,000 | Environment Agency | 20 Feb 2017 | CEO email address for Pennon Group Plc | FTSE100 |
| Pennon Group Plc | Water tank worker death in Cornwall 'accident waiting to happen' | £1,800,000 | BBC | 21 Apr 2017 | CEO email address for Pennon Group Plc | FTSE100 |
| Pennon Group Plc | South West Water hit with £214,000 fine after polluting River Tamar | £214,000 | Environment Agency | 02 Nov 2015 | CEO email address for Pennon Group Plc | FTSE100 |
| Pennon Group Plc | South West Water fined over Devon effluent discharges | £9,000 | BBC | 21 Dec 2011 | CEO email address for Pennon Group Plc | FTSE100 |
| PepsiCo | Pepsi fined P11.8M for illegal deep wells | P11,800,000 | Philippines Dept of Environment and Natural Resources | 21 Jun 2018 | CEO email address for PepsiCo | NYSE100 |
| PepsiCo | Pepsi to Pay $3.13 Million and Made Major Policy Changes to Resolve EEOC Finding of Nationwide Hiring Discrimination Against African Americans | $3,130,000 | US Equal Employment Opportunity Commission | 11 Jan 2012 | CEO email address for PepsiCo | NYSE100 |
| PepsiCo | PepsiCo Agrees to Pay $5M to Settle Drivers? Work Break Lawsuit | $5,000,000 | Bloomberg | 26 Jun 2018 | CEO email address for PepsiCo | NASDAQ100 |
| PepsiCo | Pepsi to Pay $3.13 Million and Made Major Policy Changes to Resolve EEOC Finding of Nationwide Hiring Discrimination Against African Americans | $3,130,000 | US Equal Employment Opportunity Commission | 11 Jan 2012 | CEO email address for PepsiCo | NASDAQ100 |
| Persimmon Homes | Employment Tribunal decision - Miss S Hare v Persimmon Homes Ltd Essex: 3200140/2020 | £630 | HM Courts and Tribunals Service | 22 Jun 2020 | CEO email address for Persimmon Homes | FTSE100 |
| Persimmon Homes | Employment Tribunal decision - Mr S Thompson v Persimmon Homes Ltd: 1807299/2019 | £4,941 | HM Courts and Tribunals Service | 21 Sep 2020 | CEO email address for Persimmon Homes | FTSE100 |
| Persimmon Homes | HISTORIC BUILDINGS PROSECUTION FINES - Failure to reinstate and damage to C16 timber frame from interior of Staley Hall | £10,500 | Institute of Historic Building Conservation | 31 Mar 2015 | CEO email address for Persimmon Homes | FTSE100 |
| Persimmon Homes | Breach details - Case No. 4362596 Details for breach 01 | £8,000 | Health & Safety Executive | 28 Jul 2014 | CEO email address for Persimmon Homes | FTSE100 |
| Pfizer | Pfizer to pay $23.85 million to settle U.S. co-payment kickback probe | $23,850,000 | Reuters | 24 May 2018 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Pfizer in $486 million settlement of Celebrex, Bextra litigation | $486,000,000 | Reuters | 02 Aug 2016 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Wyeth and Pfizer Agree to Pay $784.6 Million to Resolve Lawsuit Alleging That Wyeth Underpaid Drug Rebates to Medicaid | $784,600,000 | US Dept of Justice | 27 Apr 2016 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Attorney General Masto Announces an $8 Million Charitable Contribution as Part of a Settlement with Pfizer | $9,500,000 | US Dept of Health and Human Service | 03 Nov 2014 | CEO email address for Pfizer | NYSE100 |
| Pfizer | A.G. Schneiderman Announces Settlement With Pfizer To End Deceptive Advertising Practices And Off-Label Promotion Of Immunosuppressive Drug Rapamune | $35,000,000 | New York Attorney General | 06 Aug 2014 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Pfizer to pay $50m after deaths of Nigerian children in drug trial experiment | ?50,000,000 | Independent | 23 Mar 2014 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Wyeth Pharmaceuticals Agrees to Pay $490.9 Million for Marketing the Prescription Drug Rapamune for Unapproved Uses | $490,900,000 | US Dept of Health and Human Service | 30 Jul 2013 | CEO email address for Pfizer | NYSE100 |
| Pfizer | United States and Tennessee Reach Agreement with King Pharmaceuticals LLC to Resolve Allegations of Clean Air Act Violations | $2,200,000 | US Dept of Justice | 28 Jun 2013 | CEO email address for Pfizer | NYSE100 |
| Pfizer | State to Receive $1.79 Million as Part of Settlement Resolving Allegations of Deceptive Practices Involving Pfizer Drugs | $42,900,000 | New Jersey Attorney General | 12 Dec 2012 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Pfizer to pay $55 million to settle Protonix case | $55,000,000 | Reuters | 12 Dec 2012 | CEO email address for Pfizer | NYSE100 |
| Pfizer | SEC Enforcement Actions: FCPA Cases ? Pfizer illegal foreign payments | $45,000,000 | SEC | 07 Aug 2012 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Pfizer to Pay $14.5 Million for Illegal Marketing of Drug Detrol | $14,500,000 | US Dept of Justice | 21 Oct 2011 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Pfizer pays out to Nigerian families of meningitis drug trial victims | $700,000 | Guardian | 12 Aug 2011 | CEO email address for Pfizer | NYSE100 |
| Pfizer | Attorney General Conway Announces $10 Million Settlement with Pharmaceutical Manufacturers | $10,200,000 | Kentucky Attorney General | 30 Mar 2011 | CEO email address for Pfizer | NYSE100 |
| Pfizer | HAWAI`I REACHES $82 MILLION SETTLEMENT WITH PHARMACEUTICAL COMPANIES | $8,200,000 | Hawaii Attorney General | 06 Oct 2010 | CEO email address for Pfizer | NYSE100 |
| Pfizer | King unit to pay $42.5 mln over Kadian claims | $42,500,000 | Reuters | 16 Mar 2010 | CEO email address for Pfizer | NYSE100 |
| Philip Morris International | Revealed: $39m cost of defending Australia's tobacco plain packaging laws | $38,984,942 | Guardian | 01 Jul 2018 | CEO email address for Philip Morris International | NYSE100 |
| Philip Morris International | Phillip Morris loses tough-on-tobacco lawsuit in Uruguay | $7,000,000 | Reuters | 09 Jul 2016 | CEO email address for Philip Morris International | NYSE100 |
| Phoenix Group | FCA fines Standard Life Assurance £31m | £30,800,000 | BBC | 23 Jul 2019 | CEO email address for Phoenix Group | FTSE100 |
| Phoenix Group | FINAL NOTICE - breaches of Principle 3 (management and control) and Principle 7 (communications with clients) | £2,450,000 | FSA | 20 Jan 2010 | CEO email address for Phoenix Group | FTSE100 |
| PNC Financial Services Group | U.S. Trustee Program Reaches Agreements with Three Mortgage Servicers Providing More than $74 Million in Remediation to Homeowners in Bankruptcy | $5,000,000 | US Dept of Justice | 07 Dec 2020 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | In the Matter of: PNC Bank, N.A. - CONSENT ORDER FOR A CIVIL MONEY PENALTY | $15,000,000 | US Treasury | 01 May 2018 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | In the Matter of THE PNC FINANCIAL SERVICES GROUP, INC.- Docket No. 17-049-CMP-HC | $3,500,000 | Federal Reserve | 12 Jan 2018 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | PNC Bank to Pay $9.5 Million for Failing to Engage in Prudent Underwriting Practices for Loans Guaranteed by the U.S. Small Business Administration | $9,500,000 | Maryland Attorney?s Office | 16 Aug 2016 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | In the Matter of: PNC Bank, National Association - CONSENT ORDER FOR A CIVIL MONEY PENALTY | $2,000,000 | US Treasury | 06 Oct 2014 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | PNC settles U.S. charges over National City mortgage bias | $35,000,000 | Reuters | 23 Dec 2013 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | Pittsburgh-based Bank to Pay U.S. for Failing to Engage in Prudent Underwriting Practices on SBA Loan Guarantees | $7,100,000 | US Dept of Justice | 25 Jan 2013 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | In the Matter of: PNC Bank, N.A. ? Amendment to Consent Order | $180,526,382 | US Treasury | 07 Jan 2013 | CEO email address for PNC Financial Services Group | NYSE100 |
| PNC Financial Services Group | PNC settles overdraft fee case for $90 million | $90,000,000 | Reuters | 26 Jun 2012 | CEO email address for PNC Financial Services Group | NYSE100 |
| Priceline Group (Booking Holdings, priceline.com, booking.com, rentalcars.com) | FINAL JUDGMENTS ENTERED AGAINST ONLINE TRAVEL COMPANIES FOR $53.1 MILLION IN GENERAL EXCISE TAXES | $13,275,000 | Hawaii Attorney General | 30 Sep 2015 | CEO email address for Priceline Group (Booking Holdings, priceline.com, booking.com, rentalcars.com) | NASDAQ100 |
| Procter and Gamble | PROCTOR AND GAMBLE TO PAY $850,000 IN CIVIL PENALTIES AND COSTS IN ?SLACK FILL? CASE | $850,000 | Fresno District Attorney | 26 Jun 2015 | CEO email address for Procter and Gamble | NYSE100 |
| Procter and Gamble | Unilever and Procter & Gamble fined over price collusion | ?188,000,000 | Independent | 23 Oct 2011 | CEO email address for Procter and Gamble | NYSE100 |
| Prudential Financial | ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS | $18,252,341 | SEC | 23 Dec 2020 | CEO email address for Prudential Financial | NYSE100 |
| Prudential Financial | Prudential fined ?24m for annuities sales failings | ?24,000,000 | Guardian | 30 Sep 2019 | CEO email address for Prudential Financial | NYSE100 |
| Prudential Financial | SEC Charges Prudential Subsidiaries For Misleading Funds They Advised, Generating Tens of Millions in Tax Benefits for Prudential | $32,600,000 | SEC | 16 Sep 2019 | CEO email address for Prudential Financial | NYSE100 |
| Prudential Financial | Pruco Securities ordered to pay $11 mln over pricing mutual fund orders | $11,000,000 | Reuters | 26 Dec 2012 | CEO email address for Prudential Financial | NYSE100 |
| Prudential Plc | Prudential fined £24m for annuities sales failings | £24,000,000 | The Guardian | 30 Sep 2019 | CEO email address for Prudential Plc | FTSE100 |
| Prudential Plc | FINAL NOTICE - the FSA hereby imposes a financial penalty of £14 million on Prudential for failing to deal with the FSA in an open and co-operative manner in breach of Listing Principle 6. | £14,000,000 | FCA | 27 Mar 2013 | CEO email address for Prudential Plc | FTSE100 |
| Qualcomm | Conciliation Agreement Between US Dept of Labor And Qualcomm Incorporated | $19,500,000 | US Dept of Labor | 06 Mar 2017 | CEO email address for Qualcomm | NASDAQ100 |
| Qualcomm | Qualcomm Hired Relatives of Chinese Officials to Obtain Business | $7,500,000 | SEC | 01 Mar 2016 | CEO email address for Qualcomm | NASDAQ100 |
| Qualcomm | Qualcomm to pay $975 million to resolve China antitrust dispute | $975,000,000 | Reuters | 10 Feb 2015 | CEO email address for Qualcomm | NASDAQ100 |
| Qurate Retail Group (QVC, QVC US) | Cinmar Agrees to $3.1 Million Civil Penalty, Significant Internal Compliance Improvements for Failure to Report Defective Frontgate Wooden Step Ladders | $3,100,000 | US Consumer Product Safety Commission | 06 Jun 2014 | CEO email address for Qurate Retail Group (QVC, QVC US) | NASDAQ100 |
| Raytheon | Raytheon Company Agrees To Pay $1 Million In Settlement Of Claim Involving Procurement Fraud | $1,000,000 | Nevada Attorney?s Office | 28 Jun 2019 | CEO email address for Raytheon | NYSE100 |
| Raytheon | United Technologies Charged With Violating FCPA | $13,900,000 | SEC | 12 Sep 2018 | CEO email address for Raytheon | NYSE100 |
| Raytheon | Raytheon agrees to pay $8 million fine for export control violations | $8,000,000 | Reuters | 01 May 2013 | CEO email address for Raytheon | NYSE100 |
| Raytheon | United Technologies Subsidiary Pleads Guilty to Criminal Charges for Helping China Develop New Attack Helicopter | $75,000,000 | US Dept of Justice | 28 Jun 2012 | CEO email address for Raytheon | NYSE100 |
| Reckitt Benckiser | Company fined after worker suffers crush injury | £200,000 | HSE | 04 Dec 2020 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | Reckitt Benckiser to pay $1.4bn fine over opioid treatment sales | $1,400,000,000 | The Guardian | 11 Jul 2019 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | Nurofen maker Reckitt Benckiser fined in Australia | £890,000 | BBC | 29 Apr 2016 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | Australian court increases fine over 'misleading' Nurofen | £3,600,000 | BBC | 16 Dec 2016 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | FCA fines Reckitt Benckiser £539,800 for listing rule failures | £539,800 | FCA | 20 Jan 2015 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | France fines 13 consumer goods firms £951m for price-fixing | £121,000,000 | The Guardian | 18 Dec 2014 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | French watchdog fines Merck, Reckitt in Subutex generics dispute | £318,000 | Reuters | 19 Dec 2013 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | Reckitt fined £24m for price fixing laundry products | £24,000,000 | Independent | 24 Nov 2011 | CEO email address for Reckitt Benckiser | FTSE100 |
| Reckitt Benckiser | Reckitt Benckiser fined £10.2m by OFT | £10,200,000 | The Guardian | 15 Oct 2010 | CEO email address for Reckitt Benckiser | FTSE100 |
| Regeneron Pharmaceuticals | Regeneron settles all pending litigation with Roche's Genentech | $19,000,000 | Reuters | 20 May 2013 | CEO email address for Regeneron Pharmaceuticals | NASDAQ100 |
| Rentokil Initial 1927 Plc | Penalty notice under section 110 of the Enterprise Act 2002 | £27,000 | Competition and Markets Authority | 07 Aug 2019 | CEO email address for Rentokil Initial 1927 Plc | FTSE100 |
| Rio Tinto Plc | Rio Tinto charged with fraud in US and fined £27.4m in UK | £27,400,000 | The Guardian | 18 Oct 2017 | CEO email address for Rio Tinto Plc | FTSE100 |
| Rolls Royce Holdings Plc | Rolls-Royce to pay £671m over bribery claims | £671,000,000 | The Guardian | 16 Jan 2017 | CEO email address for Rolls Royce Holdings Plc | FTSE100 |
| Ross Stores, Inc. | Ross Stores, Inc. to Pay $3.335 Million Settlement for Environmental Violations | $3,335,000 | Alameda County District Attorney | 01 Dec 2020 | CEO email address for Ross Stores, Inc. | NASDAQ100 |
| Ross Stores, Inc. | Ross Stores Agrees to $3.9 Million Civil Penalty, Internal Compliance Improvements for Failure to Report Drawstrings in Children?s Upper Outerwear | $3,900,000 | US Consumer Product Safety Commission | 21 Jun 2013 | CEO email address for Ross Stores, Inc. | NASDAQ100 |
| Royal Dutch Shell Plc | Nigerian farmers and Friends of the Earth win oil pollution case against Shell in historic ruling | Yet to be decided | Friends of the Earth | 02 Feb 2021 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Dutch court orders Shell to pay $2.8 million fine for 2014 plant blast | $2,800,000 | Reuters | 17 Jun 2019 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Shell fined for ongoing failures at Mossmoran petrochemical plant | £40,000 | The Ecologist | 20 Jul 2018 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Oil giant Shell fined over Brent Bravo leak | £6,650 | BBC | 01 Jul 2015 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Shell fined by Scottish court for 2011 North Sea oil spill | £22,500 | Reuters | 24 Nov 2015 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Shell accepts liability for two oil spills in Nigeria | £55,000,000 | The Guardian | 03 Aug 2011 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Shell - Bodo | £55,000,000 | Leigh Day Solicitors | 03 Aug 2011 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Gas terminal blast: Shell fined £1m plus £242,000 costs | £1,242,000 | BBC | 20 Jun 2011 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| Royal Dutch Shell Plc | Firms fined over refinery injury | £116,666 | BBC | 04 Jan 2010 | CEO email address for Royal Dutch Shell Plc | FTSE100 |
| RSA Insurance Group | £150,000 fine for insurance company that failed to keep customers£ information safe | £150,000 | ICO | 10 Jan 2017 | CEO email address for RSA Insurance Group | FTSE100 |
| Schlumberger | Schlumberger to pay $232.7 million for violating U.S. sanctions to Iran and Sudan | $232,700,000 | Reuters | 25 Mar 2015 | CEO email address for Schlumberger | NYSE100 |
| Schroders Plc | Hong Kong securities regulator fines Schroders for disclosure failures | $230,000 | Reuters | 15 Jun 2016 | CEO email address for Schroders Plc | FTSE100 |
| Severn Trent Water | Severn Trent Water prosecuted for Shropshire sewage pollution | £800,000 | Environment Agency | 30 Jun 2020 | CEO email address for Severn Trent Water | FTSE100 |
| Severn Trent Water | Severn Trent fined £8k after Shrewsbury road closure overran | £8,646 | BBC | 24 Apr 2019 | CEO email address for Severn Trent Water | FTSE100 |
| Severn Trent Water | Severn Trent Water fined £500K for raw sewage spill | £500,000 | BBC | 25 Mar 2019 | CEO email address for Severn Trent Water | FTSE100 |
| Severn Trent Water | Severn Trent Water fined over River Amber pollution | £350,000 | BBC | 19 Apr 2018 | CEO email address for Severn Trent Water | FTSE100 |
| Severn Trent Water | 'Challenging year' for Severn Trent with 'extreme weather' | £29,000,000 | BBC | 18 May 2018 | CEO email address for Severn Trent Water | FTSE100 |
| Severn Trent Water | Severn Trent fined record £36m after misreporting water leakages | £36,000,000 | Independent | 23 Oct 2011 | CEO email address for Severn Trent Water | FTSE100 |
| Shire plc | Shire PLC Subsidiaries to Pay $350 Million to Settle False Claims Act Allegations | $350,000,000 | US Dept of Justice | 11 Jan 2017 | CEO email address for Shire plc | NASDAQ100 |
| Shire plc | Shire Pharmaceuticals LLC to Pay $56.5 Million to Resolve False Claims Act Allegations Relating to Drug Marketing and Promotion Practices | $56,500,000 | US Dept of Justice | 24 Sep 2014 | CEO email address for Shire plc | NASDAQ100 |
| Simon Property Group | A.G. Schneiderman Announces Settlement With Nation's Largest Mall Operator To Stop Anticompetitive Tactics At Woodbury Common Outlet Center | $945,000 | New York Attorney General | 21 Aug 2017 | CEO email address for Simon Property Group | NYSE100 |
| Simon Property Group | Simon Property Group To Pay $125,000 To Settle EEOC National Origin Discrimination Lawsuit | $125,000 | US Equal Employment Opportunity Commission | 08 Nov 2011 | CEO email address for Simon Property Group | NYSE100 |
| Sirius XM Radio Inc. (SiriusXM, Serius XM, SeriusXM) | Sirius XM to Pay $210 Million to Record Companies for Pre-1972 Songs | $210,000,000 | Variety | 26 Jun 2015 | CEO email address for Sirius XM Radio Inc. (SiriusXM, Serius XM, SeriusXM) | NASDAQ100 |
| Sirius XM Radio Inc. (SiriusXM, Serius XM, SeriusXM) | MADIGAN ANNOUNCES $3.8 MILLION SETTLEMENT WITH SIRIUS XM | $3,800,000 | Illinois Attorney General | 09 Dec 2014 | CEO email address for Sirius XM Radio Inc. (SiriusXM, Serius XM, SeriusXM) | NASDAQ100 |
| Smith & Nephew Plc | Smith & Nephew pays $10.5 million to settle ConforMIS patent case | $10,500,000 | Reuters | 19 Sep 2018 | CEO email address for Smith & Nephew Plc | FTSE100 |
| Smith & Nephew Plc | Smith & Nephew to pay $11 mln in whistleblower suit | $11,300,000 | Reuters | 04 Sep 2014 | CEO email address for Smith & Nephew Plc | FTSE100 |
| Smith & Nephew Plc | SEC Charges Smith & Nephew PLC with Foreign Bribery | $22,000,000 | US Securities & Exchange Commission | 06 Feb 2012 | CEO email address for Smith & Nephew Plc | FTSE100 |
| Smith (DS) | DS Smith fined £400k for crush death 'safety failings' | £400,000 | BBC | 11 Aug 2015 | CEO email address for Smith (DS) | FTSE100 |
| Smith (DS) | DS Smith fined 80,000 after worker crushed | £80,000 | LetsRecycle | 12 Jun 2013 | CEO email address for Smith (DS) | FTSE100 |
| Smith (DS) | Breach details - Case No. 4278654 Details for breach 01 | £80,000 | HSE | 11 Jun 2013 | CEO email address for Smith (DS) | FTSE100 |
| Smith (DS) | DS Smith fined after worker suffers multiple fractures | £50,000 | Packaging News | 07 Mar 2012 | CEO email address for Smith (DS) | FTSE100 |
| Smith (DS) | Breach details - Case No. 4265100 Details for breach 01 | £50,000 | HSE | 05 Mar 2012 | CEO email address for Smith (DS) | FTSE100 |
| Smurfit Kappa Group | Smurfit Kappa fined £124m after Italian cartel investigation | £124,000,000 | Irish Times | 06 Aug 2019 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Breach details - Case No. 4423088 Details for breach 01 - Health and Safety At Work | £12,000 | HSE | 07 Oct 2015 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Breach details - Case No. 4423088 Details for breach 02 - Control of Asbestos | £12,000 | HSE | 07 Oct 2015 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Packaging company fined £24,000 after failing to remove asbestos from West Auckland factory | £24,000 | Northern Echo | 08 Oct 2015 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Breach details - Case No. 4292262 Details for breach 01 | £200,000 | HSE | 21 Mar 2013 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Smurfit Kappa UK fined 200,000 after employee severs fingers | £200,000 | Printweek | 26 Mar 2013 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Breach details - Case No. 4290079 Details for breach 01 | £8,000 | HSE | 26 Nov 2012 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Smurfit Kappa Group | Abercarn firm fined after worker injured by forklift | £8,000 | Caerphilly Observer | 27 Nov 2012 | CEO email address for Smurfit Kappa Group | FTSE100 |
| Southern Company | Georgia Power to Pay over $1.5 Million to Settle EEOC Disability Discrimination Suit | $1,586,500 | US Equal Employment Opportunity Commission | 15 Nov 2016 | CEO email address for Southern Company | NYSE100 |
| Southern Company | Modifications to Settlement with Alabama Power Company Will Reduce Harmful Air Pollution | $1,600,000 | US Environmental Protection Agency | 25 Jun 2015 | CEO email address for Southern Company | NYSE100 |
| Splunk | Conciliation Agreement Between US Dept of Labor and Splunk Inc. | $2,700,000 | US Dept of Labor | 19 Jan 2017 | CEO email address for Splunk | NASDAQ100 |
| SSE Plc | Ofgem fines SSE £2.06 million for failing to publish inside information about the wholesale energy | £2,060,000 | OFGEM | 03 Sep 2020 | CEO email address for SSE Plc | FTSE100 |
| SSE Plc | Breach details - Case No. 4487423 Details for breach 01 | £300,000 | HSE | 17 Jan 2018 | CEO email address for SSE Plc | FTSE100 |
| SSE Plc | Asbestos exposure of employees lands company in hot water | £300,000 | Armco Asbestos Training | 24 Jan 2018 | CEO email address for SSE Plc | FTSE100 |
| Standard Chartered Bank | Imposition of Monetary Penalty - STANDARD CHARTERED BANK | £20,471,809 | Office of Financial Sanctions Implementation | 18 Feb 2020 | CEO email address for Standard Chartered Bank | FTSE100 |
| Standard Chartered Bank | DECISION NOTICE - breached Regulations 14(3), 15(1) and 20(1), and failed to comply with Regulations 7(1) to (3), 8(1) and (3), and 14(4) of the Money Laundering Regulations 2007 | £102,163,200 | FCA | 05 Feb 2019 | CEO email address for Standard Chartered Bank | FTSE100 |
| Standard Chartered Bank | Singapore fines Standard Chartered $4 mln over money laundering breaches | $4,000,000 | Reuters | 19 Mar 2018 | CEO email address for Standard Chartered Bank | FTSE100 |
| Standard Chartered Bank | Standard Chartered fined $300m by US financial watchdog | $300,000,000 | The Guardian | 20 Aug 2014 | CEO email address for Standard Chartered Bank | FTSE100 |
| Standard Chartered Bank | Standard Chartered says will pay U.S. fine in H2 | $327,000,000 | Reuters | 10 Dec 2012 | CEO email address for Standard Chartered Bank | FTSE100 |
| Standard Chartered Bank | Standard Chartered to pay $340m fine to New York bank regulator | $340,000,000 | The Guardian | 14 Aug 2012 | CEO email address for Standard Chartered Bank | FTSE100 |
| Standard Life Aberdeen Plc | Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money | £7,192,500 | FCA | 03 Sep 2013 | CEO email address for Standard Life Aberdeen Plc | FTSE100 |
| Starbucks (Star Bucks) | Starbucks settles New York probe into illegal sick leave policy | $176,000 | Reuters | 19 Dec 2019 | CEO email address for Starbucks (Star Bucks) | NASDAQ100 |
| Starbucks (Star Bucks) | Teavana Agrees to Pay $3.75 Million Civil Penalty for Failure to Report Hazardous Tea Tumblers | $3,750,000 | US Consumer Product Safety Commission | 01 Jun 2016 | CEO email address for Starbucks (Star Bucks) | NASDAQ100 |
| Starbucks (Star Bucks) | Starbucks Ordered To Pay Kraft $2.8 Billion | $2,800,000,000 | Forbes | 12 Nov 2013 | CEO email address for Starbucks (Star Bucks) | NASDAQ100 |
| Symantec Corp (Norton, VeriSign, GeoTrust, Broadcom, NortonLifeLock) | LifeLock to Pay $100 Million to Consumers to Settle FTC Charges it Violated 2010 Order | $100,000,000 | Federal Trade Commission | 17 Dec 2015 | CEO email address for Symantec Corp (Norton, VeriSign, GeoTrust, Broadcom, NortonLifeLock) | NASDAQ100 |
| Symantec Corp (Norton, VeriSign, GeoTrust, Broadcom, NortonLifeLock) | LifeLock Will Pay $12 Million to Settle Charges by the FTC and 35 States That Identity Theft Prevention and Data Security Claims Were False | $12,000,000 | Federal Trade Commission | 09 Mar 2010 | CEO email address for Symantec Corp (Norton, VeriSign, GeoTrust, Broadcom, NortonLifeLock) | NASDAQ100 |
| T-Mobile US | T-Mobile to pay $200 million fine to resolve FCC subsidy investigation | $200,000,000 | Reuters | 04 Nov 2020 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | Attorney General Becerra Announces Settlement Ending the State?s Challenge to T-Mobile, Sprint Merger | $15,000,000 | California Attorney General | 11 Mar 2020 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | FCC Proposes $91.6M Fine against T-Mobile in Location Information Case | $91,630,000 | Federal Communications Commission | 28 Feb 2020 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | A.G. Underwood And Acting Tax Commissioner Manion Announce Record $330 Million Settlement With Sprint In Groundbreaking False Claims Act Litigation Involving Unpaid Sales Tax | $330,000,000 | New York Attorney General | 21 Dec 2018 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | FCC REACHES $40 MILLION SETTLEMENT WITH T-MOBILE FOR RURAL CALL COMPLETION VIOLATIONS | $40,000,000 | Federal Communications Commission | 16 Apr 2018 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | FCC SETTLES WITH SPRINT & MOBILITIE FOR $11.6 MILLION REGARDING WIRELESS STRUCTURES BUILT WITHOUT REQUIRED REVIEW | $10,000,000 | Federal Communications Commission | 10 Apr 2018 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | FCC Reaches $48m Settlement with T-Mobile Over Unlimited' Data Plans | $48,000,000 | Federal Communications Commission | 19 Oct 2016 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | Sprint Will Pay $2.95 Million Penalty to Settle FTC Charges It Violated Fair Credit Reporting Act | ?2,950,000 | Federal Communications Commission | 21 Oct 2015 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | T-Mobile to Pay $17.5 Million to Resolve 911 Outage Investigation | $17,500,000 | Federal Communications Commission | 17 Jul 2015 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | Sprint and Verizon to Pay $158 Million to Settle Allegations of 'Mobile Cramming' | $68,000,000 | Massachusetts Attorney General | 12 May 2015 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | Sprint Communications, Inc. Agrees To Pay $15.5 Million To Resolve Allegations Of Overcharging Law Enforcement Agencies For Court-Ordered Wiretaps | $15,500,000 | California Attorney?s Office | 09 Apr 2015 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | T-Mobile to Pay $90 Million to Settle ?Cramming? Allegations | $90,000,000 | Bloomberg (paywalled0 | 19 Dec 2014 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | Sprint To Pay Record $7.5M To Resolve Do-Not-Call Investigation | $7,500,000 | Federal Communications Commission | 19 May 2014 | CEO email address for T-Mobile US | NASDAQ100 |
| T-Mobile US | State Treasurer and Attorney General Settle with Sprint over Iowans' Uncashed Rebate Checks | $22,000,000 | Iowa Attorney General | 12 Feb 2010 | CEO email address for T-Mobile US | NASDAQ100 |
| Target Corporation | Target Corporation To Pay $3,000,000 To Resolve False Claims Act Allegations Concerning Auto Refilling Medicaid Prescriptions In Massachusetts | $3,000,000 | Minnesota Attorney | 11 Dec 2018 | CEO email address for Target Corporation | NYSE100 |
| Target Corporation | Attorney General Becerra Announces $7.4 Million Statewide Settlement with Target for Environmental Violations | $7,400,000 | California Attorney General | 05 Dec 2018 | CEO email address for Target Corporation | NYSE100 |
| Target Corporation | Target settles claims it screened blacks, Hispanics out of jobs | $3,740,000 | Reuters | 05 Apr 2018 | CEO email address for Target Corporation | NYSE100 |
| Target Corporation | Target to Pay $18.5 Million to 47 States in Security Breach Settlement | $18,500,000 | New York Times (paywalled) | 23 May 2017 | CEO email address for Target Corporation | NYSE100 |
| Target Corporation | Target in $39.4 million settlement with banks over data breach | $39,400,000 | Reuters | 02 Dec 2015 | CEO email address for Target Corporation | NYSE100 |
| Target Corporation | Target Corporation to Pay $2.8 Million to Resolve EEOC Discrimination Finding | $2,800,000 | US Equal Employment Opportunity Commission | 24 Aug 2015 | CEO email address for Target Corporation | NYSE100 |
| Tesco Plc | Tesco fined £500,000 over child's electric shock in Bracknell store | £500,000 | BBC | 18 Dec 2020 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined £300,000 after store worker crushed | £300,000 | BBC | 16 Dec 2020 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Bracknell Tesco store fined £160k over yoghurt 15 days out-of-date | £160,000 | BBC | 29 Sep 2020 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Hemel Hempstead Tesco fined £730k after man, 91, breaks hip | £730,000 | BBC | 24 Jan 2020 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco Bank fined £16.4m over cyber-attack | £16,400,000 | BBC | 01 Oct 2018 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined £8m for Haslingden petrol station leak | £8,000,000 | BBC | 16 Jun 2017 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco to pay £129m fine over accounting scandal | £129,000,000 | The Guardian | 28 Mar 2017 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined £21k for wrong weights on packs of peanuts | £21,000 | BBC | 22 May 2015 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined for selling cigarettes to a boy in Glasgow | £300 | BBC | 08 Apr 2014 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined over worker's foot crushing | £115,000 | BBC | 02 Jan 2014 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined over 'half-price' strawberries claim | £300,000 | BBC | 19 Aug 2013 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco to pay £6.5m fine in dairy price fixing settlement | £6,500,000 | Telegraph (paywalled) | 26 Feb 2013 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined over mouse droppings at Towcester store | £30,000 | BBC | 15 Oct 2010 | CEO email address for Tesco Plc | FTSE100 |
| Tesco Plc | Tesco fined over mice in aisles at Suffolk store | £74,000 | BBC | 23 Feb 2010 | CEO email address for Tesco Plc | FTSE100 |
| Tesla Motors Inc | Attorney General Rosenblum Announces Settlement with SolarCity and Novogradac over Oregon?s Business Energy Tax Credit Program | $13,000,000 | Oregon Dept of Justice | 11 Oct 2018 | CEO email address for Tesla Motors Inc | NASDAQ100 |
| Tesla Motors Inc | Elon Musk and Tesla to pay $40m to settle SEC case over tweets | $20,000,000 | Guardian | 30 Sep 2018 | CEO email address for Tesla Motors Inc | NASDAQ100 |
| Tesla Motors Inc | SEC Charges Energy Storage Company, Former Executive in Fraudulent Scheme to Inflate Financial Results | $2,800,000 | SEC | 27 Mar 2018 | CEO email address for Tesla Motors Inc | NASDAQ100 |
| Tesla Motors Inc | SolarCity Agrees to Resolve Alleged False Claims Act Violations Arising From Renewable Energy Grant Claims to Treasury | $29,500,000 | US Dept of Justice | 22 Sep 2017 | CEO email address for Tesla Motors Inc | NASDAQ100 |
| Tesla Motors Inc | SEC Charges Maxwell Technologies for Long-Running Bribery Scheme in China | $6,350,890 | SEC | 31 Jan 2011 | CEO email address for Tesla Motors Inc | NASDAQ100 |
| Tesla Motors Inc | Maxwell Technologies Inc. Resolves Foreign Corrupt Practices Act Investigation and Agrees to Pay $8 Million Criminal Penalty | $8,000,000 | US Dept of Justice | 31 Jan 2011 | CEO email address for Tesla Motors Inc | NASDAQ100 |
| Tractor Supply Company | Tractor Supply Company Inc. Settlement | $775,000 | US Environmental Protection Agency | 30 Sep 2015 | CEO email address for Tractor Supply Company | NASDAQ100 |
| Transocean | ATTORNEY GENERAL LUTHER STRANGE ANNOUNCES RECEIPT OF $20 MILLION FROM TRANSOCEAN TO SETTLE GULF OIL SPILL CLAIMS | $20,000,000 | Alabama Attorney General | 22 Oct 2015 | CEO email address for Transocean | NYSE100 |
| Transocean | Transocean agrees to pay $1.4bn oil spill fine | $1,400,000,000 | BBC | 03 Jan 2013 | CEO email address for Transocean | NYSE100 |
| Transocean | SEC CHARGES TRANSOCEAN FOR BRIBERY SCHEME IN NIGERIA ? TRANSOCEAN TO PAY DISGORGEMENT AND CIVIL PENALTIES OF $7,265,080 | $7,265,080 | SEC | 04 Nov 2010 | CEO email address for Transocean | NYSE100 |
| Travelers Companies | Gov. Malloy and Attorney General Jepsen Announce Agreement with Travelers to Provide Supplemental Assistance to Crumbling Foundation Homeowners | $5,000,000 | Connecticut Attorney General | 06 Dec 2018 | CEO email address for Travelers Companies | NYSE100 |
| Travelers Companies | Commissioner Dave Jones Announces Travelers Companies to Pay $10.5 Million in Premium Refunds and Fines in Settlement of Enforcement Action | $10,500,000 | California Dept of Insurance | 18 Jun 2012 | CEO email address for Travelers Companies | NYSE100 |
| U.S. Bancorp | U.S. Trustee Program Reaches Agreements with Three Mortgage Servicers Providing More than $74 Million in Remediation to Homeowners in Bankruptcy | $29,000,000 | US Dept of Justice | 07 Dec 2020 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | US Bancorp pays $18.4 mln to settle SEC claims it overcharged mutual fund clients | $18,400,000 | Reuters | 02 Jun 2020 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | U.S. Bancorp to pay $613 million for money-laundering violations | $613,000,000 | Reuters | 15 Feb 2018 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | Federal Reserve fines five banks to wrap up mortgage servicing charges | $4,400,000 | Reuters | 12 Jan 2018 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | In the Matter of: U.S. Bank National Association | $15,000,000 | US Treasury | 25 Apr 2017 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | OCC Terminates Mortgage Servicing-Related Consent Orders Against U.S. Bank and Santander, Issues Civil Money Penalties | $10,000,000 | Office of the Comptroller of the Currency | 08 Feb 2016 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | U.S. Bancorp to pay $18 million to customers of failed Peregrine | $18,000,000 | Reuters | 04 Feb 2015 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | U.S. Bank to Pay $200 Million to Resolve Alleged FHA Mortgage Lending Violations | $200,000,000 | US Dept of Justice | 30 Jun 2014 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | CFPB Orders Auto Lenders to Refund Approximately $6.5 Million to Servicemembers | $3,200,000 | Consumer Financial Protection Bureau | 27 Jun 2013 | CEO email address for U.S. Bancorp | NYSE100 |
| U.S. Bancorp | In the Matter of: U.S. Bank National Association | $208,156,501 | US Treasury | 07 Jan 2013 | CEO email address for U.S. Bancorp | NYSE100 |
| Unilever Plc | Turkey fines Unilever unit for preventing competition in ice cream sector | $61,000,000 | Reuters | 22 Mar 2021 | CEO email address for Unilever Plc | FTSE100 |
| Unilever Plc | Italy fines Unilever for abuse of dominant position in ice cream | $70,700,000 | Reuters | 06 Dec 2017 | CEO email address for Unilever Plc | FTSE100 |
| Unilever Plc | German privacy regulator fines three firms over U.S. data transfers | £11,000 | Reuters | 06 Jun 2016 | CEO email address for Unilever Plc | FTSE100 |
| Unilever Plc | Unilever Pays $4.5 Million For Violating Clean Water Act At Connecticut Facility | $4,500,000 | US Dept of Justice | 03 Apr 2014 | CEO email address for Unilever Plc | FTSE100 |
| Unilever Plc | India regulator imposes small penalty on Unilever | $79,800 | Reuters | 31 Jan 2014 | CEO email address for Unilever Plc | FTSE100 |
| Unilever Plc | Unilever fined by China for price rise warning | £188,000 | BBC | 06 May 2011 | CEO email address for Unilever Plc | FTSE100 |
| Unilever Plc | Unilever and Procter & Gamble in price fixing fine | £104,000,000 | BBC | 13 Apr 2011 | CEO email address for Unilever Plc | FTSE100 |
| Union Pacific | Union Pacific Railroad Company to Pay $2.3 Million in Multi-Jurisdiction Hazardous | $2,300,000 | Placer County District Attorney | 12 Jan 2019 | CEO email address for Union Pacific | NYSE100 |
| Union Pacific | Union Pacific Rail Company Case Settlement | $525,000 | California Air Resources Board | 27 Jul 2017 | CEO email address for Union Pacific | NYSE100 |
| Union Pacific | Union Pacific Railroad Company Settlement | $1,500,000 | US Environmental Protection Agency | 09 Feb 2012 | CEO email address for Union Pacific | NYSE100 |
| United Parcel Service | Appeals Court Upholds Ruling Against United Parcel Service for Shipping Illegal Untaxed Cigarettes | $98,000,000 | New York City Law Dept | 07 Nov 2019 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | UPS to Pay $2.25 Million to Settle EEOC Pregnancy Discrimination Charge | $2,250,000 | US Equal Employment Opportunity Commission | 17 Sep 2019 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | United States Settles with United Parcel Service for Overcharging Federal Agencies under General Services Administration Contract | $8,400,000 | US Dept of Justice | 13 Sep 2019 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | UPS to Pay $4.9 Million to Settle EEOC Religious Discrimination Suit | $4,900,000 | US Equal Employment Opportunity Commission | 21 Dec 2018 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | UNITED PARCEL SERVICE, INC. AND JAMES MICHAEL MATTINGLY ? OPINION AFFIRMING | $5,310,314 | Kentucky Court of Appeals | 10 Aug 2018 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | UPS to Pay $2 Million to Resolve Nationwide EEOC Disability Discrimination Claims | $2,000,000 | US Equal Employment Opportunity Commission | 08 Aug 2017 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | A.G. Schneiderman Announces $4 Million Settlement With Shipping Giant Ups For Overcharging Government Entities In NY And 13 Other States | $4,000,000 | New York Attorney General | 21 Oct 2015 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | UPS to pay $25 million to settle some allegations over delivery times | $25,000,000 | Reuters | 19 May 2015 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | Press Release ? FAA Proposes $4 Million Civil Penalty Against UPS | $4,000,000 | Federal Aviation Administration | 24 Apr 2013 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | UPS to forfeit $40 million over illegal online pharmacy shipments | $40,000,000 | Reuters | 29 Mar 2013 | CEO email address for United Parcel Service | NYSE100 |
| United Parcel Service | A.G. Schneiderman Announces Crackdown On Dangerous UPS Trucks, Secures $1.3 Million In Settlement | $1,300,000 | New York Attorney General | 01 Mar 2011 | CEO email address for United Parcel Service | NYSE100 |
| United Utilities Plc | United Utilities fined £200k over Bolton 'inadequate' water supply | £200,000 | BBC | 07 Jun 2018 | CEO email address for United Utilities Plc | FTSE100 |
| United Utilities Plc | United Utilities fined £300,000 for water bug contamination | £300,000 | BBC | 11 Oct 2017 | CEO email address for United Utilities Plc | FTSE100 |
| United Utilities Plc | Water firm fined £666,000 for River Medlock sewage spill | £666,000 | BBC | 08 Sep 2017 | CEO email address for United Utilities Plc | FTSE100 |
| United Utilities Plc | United Utilities and contractors fined almost £1m for polluting brook with corrosive bleach | £600,000 | Environment Agency | 15 Jul 2016 | CEO email address for United Utilities Plc | FTSE100 |
| United Utilities Plc | United Utilities fined £27,000 for Keswick sewage leaks | £27,000 | BBC | 25 Nov 2011 | CEO email address for United Utilities Plc | FTSE100 |
| UnitedHealth Group Inc | Insurance Department Exam Finds UnitedHealthcare Violations | $1,800,000 | Pennsylvania Insurance Dept | 04 Nov 2019 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| UnitedHealth Group Inc | $91 million case against nation's largest insurer is a 'clear win' for patients | $91,000,000 | CNN | 28 Jan 2019 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| UnitedHealth Group Inc | DFS FINES OXFORD HEALTH $1 MILLION FOR NEW YORK INSURANCE LAW VIOLATIONS | $1,000,000 | New York Dept of Financial Services | 01 Mar 2017 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| UnitedHealth Group Inc | Minnesota-Based Hospice Provider to Pay $18 Million for Alleged False Claims to Medicare for Patients Who Were Not Terminally Ill | $18,000,000 | US Dept of Justice | 13 Jul 2016 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| UnitedHealth Group Inc | DEPARTMENT OF FINANCIAL SERVICES FINES INSURERS $2.7 MILLION FOR FAILING TO NOTIFY SMALL BUSINESSES OF MENTAL HEALTH COVERAGE OPTIONS | $1,313,980 | New York Dept of Financial Services | 08 May 2012 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| UnitedHealth Group Inc | Gov. Cuomo Announces Refund of $114.5 Million in Health Insurance Overcharges to Consumers and Businesses | $4,838,675 | New York Dept of Financial Services | 09 Nov 2011 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| UnitedHealth Group Inc | Health Care Benefits Company Agrees To Pay $2.2 Million To Settle False Billing Claims | $2,200,000 | Maryland Attorney?s Office | 25 Jan 2010 | CEO email address for UnitedHealth Group Inc | NYSE100 |
| Valero Energy Corp | U.S. says Valero to pay $2.85 million to settle pollution allegations | $2,850,000 | Reuters | 19 Oct 2020 | CEO email address for Valero Energy Corp | NYSE100 |
| Valero Energy Corp | U.S. EPA settles with Valero for hazardous waste violations at Bay Area refinery | $157,800 | US Environmental Protection Agency | 05 Oct 2016 | CEO email address for Valero Energy Corp | NYSE100 |
| Valero Energy Corp | AG and Commerce Reach Largest Underground Storage Tank Enforcement Settlement in Ohio History | $4,000,000 | Ohio Attorney General | 14 Jul 2010 | CEO email address for Valero Energy Corp | NYSE100 |
| Verizon Communications Inc | FCC Proposes $48.3M Fine against Verizon in Location Information Case | $48,318,750 | Federal Communications Commission | 28 Feb 2020 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | FCC ANNOUNCES PAYMENT OF OVER $600 MILLION BY STRAIGHT PATH & VERIZON TO SATISFY SETTLEMENT TERM | $614,300,000 | Federal Communications Commission | 28 Feb 2018 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | FCC SETTLES NEW YORK CITY E-RATE INVESTIGATION WITH VERIZON | $17,680,000 | Federal Communications Commission | 17 Oct 2017 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | Verizon Wireless to pay $1.35 mln fine to settle U.S. privacy probe | $1,350,000 | Reuters | 07 Mar 2016 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | VERIZON & SPRINT TO PAY $158 MILLION TO SETTLE MOBILE CRAMMING INVESTIGATIONS | $90,000,000 | Federal Communications Commission | 12 May 2015 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | VERIZON AGREES TO $3.4 MILLION SETTLEMENT TO RESOLVE 911 OUTAGE INVESTIGATION | $3,400,000 | Federal Communications Commission | 18 Mar 2015 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | Verizon to pay $5 million for problems with calls to U.S. rural areas | $5,000,000 | Reuters | 26 Jan 2015 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | Verizon Pays $1.3 Million to Resolve Allegations of Overbilling on State Contract | $1,300,000 | Massachusetts Attorney General | 30 Dec 2014 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | AG Gansler Secures Settlement with Verizon Over Misleading FiOS Offers | $1,700,000 | Maryland Attorney General | 12 Nov 2014 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | Verizon to pay $7.4 million over failure to notify consumers on privacy rights | $7,400,000 | Reuters | 03 Sep 2014 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | VERIZON WIRELESS TO PAY $1.25 MILLION TO SETTLE INVESTIGATION INTO BLOCKING OF CONSUMERS? ACCESS TO CERTAIN MOBILE BROADBAND APPLICATIONS | $1,250,000 | Federal Communications Commission | 31 Jul 2012 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | Verizon to Pay $20 Million to Settle Nationwide EEOC Disability Suit | $20,000,000 | US Equal Employment Opportunity Commission | 06 Jul 2011 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | Verizon Communications Pays United States $93.5 Million to Resolve False Claims Act Allegations | $93,525,410 | US Dept of Justice | 05 Apr 2011 | CEO email address for Verizon Communications Inc | NYSE100 |
| Verizon Communications Inc | FCC INVESTIGATION INTO VERIZON WIRELESS ?MYSTERY FEES? RESULTS IN RECORD SETTLEMENT | $77,800,000 | Federal Communications Commission | 28 Oct 2010 | CEO email address for Verizon Communications Inc | NYSE100 |
| ViacomCBS | FCC Fines Viacom and ESPN $1.4 Million for Misuse of EAS Warnings | $1,120,000 | Federal CommunicationS Commission | 20 Jan 2015 | CEO email address for ViacomCBS | NASDAQ100 |
| ViacomCBS | Apple conspired to fix e-book prices, judge rules | $20,600,000 | BBC | 10 Jul 2013 | CEO email address for ViacomCBS | NASDAQ100 |
| Visa Inc | AG Balderas Announces Settlement with Visa & MasterCard Over Excessive Credit & Debit Card Fees | $2,266,667 | New Mexico Attorney General | 18 Apr 2018 | CEO email address for Visa Inc | NYSE100 |
| Visa Inc | Visa ordered to pay $18 million penalty for anti-competitive conduct following ACCC action | $18,000,000 | Australian Competition & Consumer Commission | 04 Sep 2015 | CEO email address for Visa Inc | NYSE100 |
| Vodafone Group Plc | Vodafone fined £4.6m by Ofcom for breaking customer rules | £4,600,000 | BBC | 26 Oct 2016 | CEO email address for Vodafone Group Plc | FTSE100 |
| Vodafone Group Plc | Vodafone fined ?4.6 million for failing customers | ?4,600,000 | Ofcom | 26 Oct 2016 | CEO email address for Vodafone Group Plc | NASDAQ100 |
| Vodafone Group Plc | Behind Vodafone's Multi-Billion Dollar Tax Flap | ?1,250,000,000 | Forbes | 28 Oct 2010 | CEO email address for Vodafone Group Plc | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | WALGREENS SETTLES SECOND SET OF ALLEGATIONS OVER HAZARDOUS WASTE VIOLATIONS | $3,500,000 | Los Angeles City Attorney | 22 Dec 2020 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | A Fake Pharmacist, 745,000 Prescriptions and a $7.5 Million Settlement | $7,500,000 | New York Times (paywalled) | 04 Feb 2020 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreens pays $269.2 million to settle U.S. civil fraud lawsuits | $269,200,000 | Reuters | 22 Jan 2019 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | SEC Charges Walgreens and Two Former Executives With Misleading Investors About Forecasted Earnings Goal | $34,500,000 | SEC | 28 Sep 2018 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreens to Pay $5.5 Million Over Alleged Overcharges for Prescription Drugs | $5,500,000 | Massachusetts Attorney General | 20 Mar 2018 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreens Pays Over $2 Million in Consumer Protection Settlement | $2,250,000 | Santa Clara District Attorney | 30 Jan 2018 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | WALGREENS SETTLES SECOND SET OF ALLEGATIONS OVER HAZARDOUS WASTE VIOLATIONS | $3,500,000 | Los Angeles City Attorney | 22 Dec 2020 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreen Co. Pays $9.86M to Settle Allegations of Improper Medi Cal Billings | $9,860,000 | California Attorney General | 20 Apr 2017 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | A Fake Pharmacist, 745,000 Prescriptions and a $7.5 Million Settlement | $7,500,000 | New York Times (paywalled) | 04 Feb 2020 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Manhattan U.S. Attorney Announces $50 Million Settlement With Walgreens For Paying Kickbacks To Induce Beneficiaries Of Government Healthcare Programs To Fill Their Prescriptions At Walgreens? Pharmacies | $50,000,000 | New York Attorney General | 19 Jan 2017 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreens pays $269.2 million to settle U.S. civil fraud lawsuits | $269,200,000 | Reuters | 22 Jan 2019 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreen to pay $22.4 million in N.Y. Medicaid improper billing case | $22,400,000 | Reuters | 10 Jul 2015 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | SEC Charges Walgreens and Two Former Executives With Misleading Investors About Forecasted Earnings Goal | $34,500,000 | SEC | 28 Sep 2018 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens Agrees To Pay A Record Settlement Of $80 Million For Civil Penalties Under The Controlled Substances Act | $80,000,000 | US Dept of Justice | 11 Jun 2013 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreens to Pay $5.5 Million Over Alleged Overcharges for Prescription Drugs | $5,500,000 | Massachusetts Attorney General | 20 Mar 2018 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreen to Pay $16.6 Million in California Waste Case | $16,600,000 | Bloomberg (paywalled) | 13 Dec 2012 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreens Pays Over $2 Million in Consumer Protection Settlement | $2,250,000 | Santa Clara District Attorney | 30 Jan 2018 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens Pharmacy Chain Pays $7.9 Million to Resolve False Prescription Billing Case | $7,900.000 | US Dept of Justice | 20 Apr 2012 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreen Co. Pays $9.86M to Settle Allegations of Improper Medi Cal Billings | $9,860,000 | California Attorney General | 20 Apr 2017 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens to Pay $2.8 Million to Resolve Allegations of Prescription Overcharges | $2,800,000 | Massachusetts Attorney General | 14 Jul 2011 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Manhattan U.S. Attorney Announces $50 Million Settlement With Walgreens For Paying Kickbacks To Induce Beneficiaries Of Government Healthcare Programs To Fill Their Prescriptions At Walgreens? Pharmacies | $50,000,000 | New York Attorney General | 19 Jan 2017 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens Will Pay Nearly $6 Million to Settle FTC Deceptive Advertising Charges | $5,970,000 | Federal Trading Commission | 23 Mar 2010 | CEO email address for Walgreens Boots Alliance , Inc. | NASDAQ100 |
| Walgreens Boots Alliance , Inc. | Walgreen to pay $22.4 million in N.Y. Medicaid improper billing case | $22,400,000 | Reuters | 10 Jul 2015 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens Agrees To Pay A Record Settlement Of $80 Million For Civil Penalties Under The Controlled Substances Act | $80,000,000 | US Dept of Justice | 11 Jun 2013 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreen to Pay $16.6 Million in California Waste Case | $16,600,000 | Bloomberg (paywalled) | 13 Dec 2012 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens Pharmacy Chain Pays $7.9 Million to Resolve False Prescription Billing Case | $7,900.000 | US Dept of Justice | 20 Apr 2012 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens to Pay $2.8 Million to Resolve Allegations of Prescription Overcharges | $2,800,000 | Massachusetts Attorney General | 14 Jul 2011 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walgreens Boots Alliance , Inc. | Walgreens Will Pay Nearly $6 Million to Settle FTC Deceptive Advertising Charges | $5,970,000 | Federal Trading Commission | 23 Mar 2010 | CEO email address for Walgreens Boots Alliance , Inc. | NYSE100 |
| Walmart Stores | Walmart, Inc. to Pay $20 Million to Settle EEOC Nationwide Hiring Discrimination Case | $20,000,000 | US Equal Employment Opportunity Commission | 10 Sep 2020 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Jury Awards $5.2 Million Against Walmart in EEOC Disability Discrimination Case | $5,200,000 | US Equal Employment Opportunity Commission | 11 Oct 2019 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Walmart to Pay $282 Million to Settle Claims of Corrupt Payments Abroad | $282,000,000 | Wall Street Journal | 20 Jun 2019 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Walmart to pay $65 million to settle lawsuit over seating for cashiers | $65,000,000 | Reuters | 11 Oct 2018 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Wal-Mart must pay $188 million in workers' class action | ?188,000,000 | Reuters | 16 Dec 2014 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Walmart fined $66,000 for levying fake New York 'sugar tax' on soda | $66,000 | Guardian | 16 Sep 2014 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Wal-Mart to Pay $363,419 to Settle EEOC Sexual Harassment and Retaliation Suit | $363,419 | US Equal Employment Opportunity Commission | 25 Mar 2014 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Walmart pays $190,000 fine and agrees to improve safety at 2,800 stores | $190,000 | Guardian | 07 Aug 2013 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Wal-Mart Pleads Guilty to Federal Environmental Crimes, Admits Civil Violations and Will Pay More Than $81 Million | $81,600,000 | US Dept of Justice | 28 May 2013 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Attorney General Kamala D. Harris Announces Wal-Mart to pay $2.1 Million for Failing to Stop Overcharging Customers | $2,100,000 | California Attorney General | 21 Mar 2012 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | AG Koster announces settlement with Wal-Mart Stores, Inc., worth more than $1.25 million, over the illegal disposal of hazardous waste | $1,268,460 | Missouri Attorney General | 16 Mar 2012 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Wal-Mart to pay $27.6 million over toxic waste case | $27,600,000 | Reuters | 03 May 2010 | CEO email address for Walmart Stores | NYSE100 |
| Walmart Stores | Walmart To Pay More Than $11.7 Million To Settle EEOC Sex Discrimination Suit | $11,700,000 | US Equal Employment Opportunity Commission | 01 Mar 2010 | CEO email address for Walmart Stores | NYSE100 |
| Walt Disney Co | Disney pays at least $177 million to settle 'pink slime' case: filing | $177,000,000 | Reuters | 09 Aug 2017 | CEO email address for Walt Disney Co | NYSE100 |
| Walt Disney Co | DISNEY REACHES AGREEMENT ON PAY PRACTICES WITH US DEPARTMENT OF LABOR | $3,800,000 | US Dept of Labor | 17 Mar 2017 | CEO email address for Walt Disney Co | NYSE100 |
| Walt Disney Co | Disney Agrees to Pay $100 Million to End No-Poaching Lawsuit | $100,000,000 | Bloomberg (paywalled) | 01 Feb 2017 | CEO email address for Walt Disney Co | NYSE100 |
| Walt Disney Co | Operators of Online "Virtual Worlds" to Pay $3 Million to Settle FTC Charges That They Illegally Collected and Disclosed Children's Personal Information | $3,000,000 | Federal Trade Commission | 12 May 2011 | CEO email address for Walt Disney Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo to Pay $185 Million Fine Over Account Openings | $185,000,000 | Wall Street Journal (paywalled) | 08 Sep 2016 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | OCC Terminates Mortgage Servicing-Related Consent Order Against Wells Fargo Bank, Issues $70 Million Civil Money Penalty | $70,000,000 | Office of the Comptroller of the Currency | 25 May 2016 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo to pay $1.2 billion in U.S. mortgage fraud settlement | $1,200,000,000 | Reuters | 03 Feb 2016 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | U.S. Trustee Program Reaches $81.6 Million Settlement with Wells Fargo Bank N.A. to Protect Homeowners in Bankruptcy | $81,600,000 | US Dept of Justice | 05 Nov 2015 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | NCUA Legal Recoveries Reach $2.2 Billion with Wachovia Settlement | $53,000,000 | National Credit Union Administration | 19 Oct 2015 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | CFPB Takes Action Against Wells Fargo and JPMorgan Chase for Illegal Mortgage Kickbacks | $34,800,000 | Consumer Financial Protection Bureau | 22 Jan 2015 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | HUD ANNOUNCES $5 MILLION WELLS FARGO SETTLEMENT AFTER COMPLAINTS OF DISCRIMINATION AGAINST WOMEN ON MATERNITY LEAVE OR PREGNANT | $5,000,000 | US Dept of Housing and Urban Development | 09 Oct 2014 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo Advisors Admits Failing to Maintain Controls and Producing Altered Document, Agrees to Pay $5 Million Penalty | $5,000,000 | SEC | 22 Sep 2014 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo to pay $62.5 million to settle securities lending lawsuit | $62,500,000 | Reuters | 30 May 2014 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | In the Matter of: Wells Fargo Bank, N.A. ? Consent Order | $1,991,141,181 | US Treasury | 28 Feb 2013 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | SEC Charges Wells Fargo for Selling Complex Investments Without Disclosing Risks | $6,500,000 | SEC | 14 Aug 2012 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Justice Department Reaches Settlement with Wells Fargo Resulting in More Than $175 Million in Relief for Homeowners to Resolve Fair Lending Claims | $234,300,000 | US Dept of Justice | 12 Jul 2012 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wachovia Bank N.A. Admits to Anticompetitive Conduct by Former Employees in the Municipal Bond Investments Market and Agrees to Pay $148 Million to Federal and State Agencies | $148,000,000 | US Dept of Justice | 08 Dec 2011 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Federal Reserve issues a consent cease and desist order and assesses civil money penalty against Wells Fargo | $85,000,000 | Federal Reserve Board | 20 Jul 2011 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Justice Department Reaches Americans with Disabilities Act Settlement with Wells Fargo | $16,055,000 | US Dept of Justice | 31 May 2011 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | SEC Announces Securities Laws Violations by Wachovia Involving Mortgage-Backed Securities | $11,000,000 | SEC | 05 Apr 2011 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Brown Reaches Settlement With Wells Fargo Worth More Than $2 Billion to Californians With Risky Adjustable-Rate Mortgages | $2,000,000,000 | California Attorney General | 20 Dec 2010 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Civil Money Penalty Assessed Against Wachovia Bank | $110,000,000 | Financial Crimes Enforcement Network | 17 Mar 2010 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo to Pay $7.8 Million to Settle Hiring Bias Claims (1) | $7,800,000 | Bloomberg (paywalled) | 24 Aug 2020 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo reaches $3bn fake accounts settlement | $3,000,000,000 | BBC | 21 Feb 2020 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards | $14,475,000 | Commodity Futures Trading Commission | 08 Nov 2019 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | In the Matter of - WELLS FARGO CLEARING SERVICES, LLC AND WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | $17,363,847 | SEC | 11 Mar 2019 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo agrees to pay $575 million to settle lawsuits stemming from fake accounts scandal | $575,000,000 | Independent | 29 Dec 2018 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | A.G. Underwood Announces $65 Million Settlement With Wells Fargo For Misleading Investors Regarding Cross-Sell Scandal | $65,000,000 | New York Attorney General | 22 Oct 2018 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Wells Fargo Agrees to Pay $2.09 Billion Penalty for Allegedly Misrepresenting Quality of Loans Used in Residential Mortgage-Backed Securities | $2,090,000,000 | US Dept of Justice | 01 Aug 2018 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | OCC Assesses $500 Million Penalty Against Wells Fargo, Orders Restitution for Unsafe or Unsound Practices | $500,000,000 | Office of the Comptroller of the Currency | 20 Apr 2018 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | Justice Department Obtains $5.4 Million in Additional Relief to Compensate Servicemembers for Unlawful Repossessions by Wells Fargo Dealer Services | $5,400,000 | US Dept of Justice | 14 Nov 2017 | CEO email address for Wells Fargo and Co | NYSE100 |
| Wells Fargo and Co | OCC Assesses Penalty Against Wells Fargo; Orders Restitution for Violations of the Servicemembers Civil Relief Act | $20,000,000 | Office of the Comptroller of the Currency | 29 Sep 2016 | CEO email address for Wells Fargo and Co | NYSE100 |
| Western Digital Corp (WDC) | Western Digital Seeks $7.75M Pay, Sex Bias Settlemen | $7,750,000 | Bloomberg (paywalled) | 15 May 2019 | CEO email address for Western Digital Corp (WDC) | NASDAQ100 |
| Wynn Resorts | Wynn Resorts paying $5.6M to settle 8-year dealer tips fight | $5,600,000 | Washington Times | 31 Mar 2021 | CEO email address for Wynn Resorts | NASDAQ100 |
| Wynn Resorts | Nevada regulators fine Wynn Resorts $20 mln in settlement | $20,000,000 | Reuters | 27 Feb 2019 | CEO email address for Wynn Resorts | NASDAQ100 |
| Xcel Energy | In re Xcel Energy Inc. Docket No. IN08-7-000 ORDER APPROVING STIPULATION AND CONSENT AGREEMENT | $2,000,000 | Federal Energy Regulatory Commission | 17 Jan 2012 | CEO email address for Xcel Energy | NASDAQ100 |
| Yum Brands Inc | KFC fined ?1m over Teesside workers' gravy burns | ?1,000,000 | BBC | 20 Jan 2017 | CEO email address for Yum Brands Inc | NYSE100 |