Company | Headline | Fine | Source | Date | Contact | StockMarket |
Bank of New York Mellon | Whistleblower Who Revealed Currency Abuses at BNY Mellon Gets $50 Million | $50,000,000 | Wall Street Journal | 05 Jun 2020 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | BNY Mellon to Pay More Than $54 Million for Improper Handling of ADRs | $54,000,000 | SEC | 17 Dec 2018 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | BNY Mellon to pay $3 million after Massachusetts probe of funds glitch | $3,000,000 | Reuters | 21 Mar 2016 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | SEC Charges BNY Mellon With FCPA Violations | $14,800,000 | SEC | 18 Aug 2015 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited ?126 million for failure to comply with the Custody Rules | ?126,000,000 | FCA | 15 Apr 2015 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | Bank of New York Mellon to pay $714m in fraud probe | $714,000,000 | BBC | 20 Mar 2015 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | BNY Mellon in $28 million pact with Florida over currency prices | $28,000,000 | Reuters | 01 Nov 2013 | CEO email address for Bank of New York Mellon | NYSE100 |
Bank of New York Mellon | ADMINISTRATIVE PROCEEDING File No. 3-14191 | $24,000,000 | SEC | 14 Jan 2011 | CEO email address for Bank of New York Mellon | NYSE100 |